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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1151
Franklin Universal Trust
FT
$184M
| $82K | ﹤0.01% |
12,080
-30
| -0.2% | -$208 |
2020 Q2
1 quarter
|
|
1152
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
| $74K | ﹤0.01% |
10,150
+68
| +0.7% | +$507 |
2019 Q4
3 quarters
|
|
|
NSL
1153
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $72K | ﹤0.01% |
+14,953
| New | +$72K |
2020 Q3
0 quarters
|
|
|
RFP
1154
DELISTED
Resolute Forest Products Inc.
RFP
| $66K | ﹤0.01% |
14,707
-18,676
| -56% | -$70K |
2014 Q1
26 quarters
|
|
1155
UBS Asset Management Income Fund, Inc.
CIK
$128M
| $65K | ﹤0.01% |
22,251
+262
| +1% | +$743 |
2019 Q2
5 quarters
|
|
1156
abrdn Asia-Pacific Income Fund
FAX
$529M
| $63K | ﹤0.01% |
2,641
-80
| -3% | -$1.93K |
2014 Q3
24 quarters
|
|
1157
BlackRock Resources & Commodities Strategy Trust
BCX
$908M
| $61K | ﹤0.01% |
+10,184
| New | +$64.6K |
2020 Q3
0 quarters
|
|
1158
Gabelli Convertible and Income Securities Fund
GCV
$79M
| $59K | ﹤0.01% |
11,000
| – | – |
2019 Q3
4 quarters
|
|
1159
BlackBerry
BB
$4.94B
| $57K | ﹤0.01% |
12,405
| – | – |
2018 Q1
10 quarters
|
|
1160
Opko Health
OPK
$1.24B
| $56K | ﹤0.01% |
15,110
| – | – |
2019 Q4
3 quarters
|
|
1161
Hecla Mining
HL
$9.09B
| $51K | ﹤0.01% |
10,000
| – | – |
2019 Q2
5 quarters
|
|
1162
Adamas Trust
ADAM
$591M
| $51K | ﹤0.01% |
5,019
-976
| -16% | -$10.2K |
2016 Q4
15 quarters
|
|
1163
Franklin Premier Income Trust
PPT
$313M
| $51K | ﹤0.01% |
11,386
| – | – |
2013 Q2
29 quarters
|
|
1164
DELISTED
Catalyst Pharmaceutical
CPRX
| $50K | ﹤0.01% |
17,000
-14,000
| -45% | -$54.7K |
2017 Q2
13 quarters
|
|
1165
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
| $50K | ﹤0.01% |
21,131
-5,401
| -20% | -$14.3K |
2020 Q2
1 quarter
|
|
|
AXU
1166
DELISTED
Alexco Resource Corp
AXU
| $45K | ﹤0.01% |
17,213
+2,000
| +13% | +$5.5K |
2020 Q2
1 quarter
|
|
1167
Energous
WATT
$50.6M
| $41K | ﹤0.01% |
+23
| New | +$45K |
2020 Q3
0 quarters
|
|
1168
Mammoth Energy Services
TUSK
$153M
| $29K | ﹤0.01% |
18,000
| – | – |
2020 Q1
2 quarters
|
|
1169
Q/C Technologies Inc
QCLS
$3.56M
| $26K | ﹤0.01% |
+2
| New | +$47.4K |
2020 Q3
0 quarters
|
|
|
KDNY
1170
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
| $24K | ﹤0.01% |
2,000
| – | – |
2020 Q2
1 quarter
|
|
1171
Ashford Hospitality Trust
AHT
$16.6M
| $20K | ﹤0.01% |
+120
| New | +$45K |
2020 Q3
0 quarters
|
|
1172
Summit Midstream
SMC
$427M
| $20K | ﹤0.01% |
2,000
| – | – |
2020 Q2
1 quarter
|
|
1173
Lloyds Banking Group
LYG
$71.7B
| $19K | ﹤0.01% |
14,639
+208
| +1% | +$292 |
2016 Q4
15 quarters
|
|
1174
Denison Mines
DNN
$2B
| $14K | ﹤0.01% |
34,500
| – | – |
2014 Q3
24 quarters
|
|
|
WPG
1175
DELISTED
Washington Prime Group Inc.
WPG
| $9K | ﹤0.01% |
1,542
-32
| -2% | -$204 |
2018 Q3
8 quarters
|
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.