FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.9%
This Quarter Est. Return
1 Year Est. Return
+15.9%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,245
New
Increased
Reduced
Closed

Top Buys

1
+$52.9M
2
+$20.6M
3
+$12.9M
4
TGT icon
Target
TGT
+$9.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.6M

Top Sells

1
+$8.34M
2
+$8.11M
3
+$7.96M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.74M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.76M

Sector Composition

1 Technology 12.39%
2 Healthcare 5.2%
3 Consumer Discretionary 5.17%
4 Financials 4.61%
5 Communication Services 4.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FT
1151
Franklin Universal Trust
FT
$204M
$82K ﹤0.01%
12,080
-30
BDJ icon
1152
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.61B
$74K ﹤0.01%
10,150
+68
NSL
1153
DELISTED
NUVEEN SENIOR INCM FD
NSL
$72K ﹤0.01%
+14,953
RFP
1154
DELISTED
Resolute Forest Products Inc.
RFP
$66K ﹤0.01%
14,707
-18,676
CIK
1155
Credit Suisse Asset Management Income Fund
CIK
$155M
$65K ﹤0.01%
22,251
+262
FAX
1156
abrdn Asia-Pacific Income Fund
FAX
$632M
$63K ﹤0.01%
2,641
-80
BCX icon
1157
BlackRock Resources & Commodities Strategy Trust
BCX
$797M
$61K ﹤0.01%
+10,184
GCV
1158
Gabelli Convertible and Income Securities Fund
GCV
$84.1M
$59K ﹤0.01%
11,000
BB icon
1159
BlackBerry
BB
$2.35B
$57K ﹤0.01%
12,405
OPK icon
1160
Opko Health
OPK
$1.01B
$56K ﹤0.01%
15,110
HL icon
1161
Hecla Mining
HL
$11.5B
$51K ﹤0.01%
10,000
ADAM
1162
Adamas Trust
ADAM
$686M
$51K ﹤0.01%
5,019
-976
PPT
1163
Putnam Premier Income Trust
PPT
$346M
$51K ﹤0.01%
11,386
CPRX icon
1164
Catalyst Pharmaceutical
CPRX
$2.79B
$50K ﹤0.01%
17,000
-14,000
ENLC
1165
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$50K ﹤0.01%
21,131
-5,401
AXU
1166
DELISTED
Alexco Resource Corp
AXU
$45K ﹤0.01%
17,213
+2,000
WATT icon
1167
Energous
WATT
$13.4M
$41K ﹤0.01%
+23
TUSK icon
1168
Mammoth Energy Services
TUSK
$85.8M
$29K ﹤0.01%
18,000
QCLS
1169
Q/C Technologies Inc
QCLS
$14.1M
$26K ﹤0.01%
+2
KDNY
1170
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
$24K ﹤0.01%
2,000
AHT
1171
Ashford Hospitality Trust
AHT
$20.3M
$20K ﹤0.01%
+120
SMC
1172
Summit Midstream
SMC
$309M
$20K ﹤0.01%
2,000
LYG icon
1173
Lloyds Banking Group
LYG
$74.3B
$19K ﹤0.01%
14,639
+208
DNN icon
1174
Denison Mines
DNN
$2.26B
$14K ﹤0.01%
34,500
WPG
1175
DELISTED
Washington Prime Group Inc.
WPG
$9K ﹤0.01%
1,542
-32
45 46
47
48 49