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First Allied Advisory Services

First Allied Advisory Services Portfolio holdings

AUM $2.98B Turnover 16.84%
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
+$84.8M
Cap. Flow %
2.85%
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held Equity + Options
3.5 years
Top 10 Avg Time Held Equity + Options
2.5 years
Top 20 Avg Time Held Equity + Options
2.3 years
Avg Time Held Equity only
3.5 years
Top 10 Avg Time Held Equity only
2.5 years
Top 20 Avg Time Held Equity only
2.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.35%
2 Technology 12.4%
3 Healthcare 5.24%
4 Consumer Discretionary 5.17%
5 Financials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
IDV icon
1201
iShares International Select Dividend ETF
IDV
$8.34B
– –
-14,404
Closed -$362K –
INGR icon
1202
Ingredion
INGR
$6.12B
– –
-2,972
Closed -$247K –
IONS icon
1203
Ionis Pharmaceuticals
IONS
$7.23B
– –
-3,455
Closed -$204K –
IT icon
1204
Gartner
IT
$14.4B
– –
-1,835
Closed -$223K –
JBLU icon
1205
JetBlue
JBLU
$1.08B
– –
-12,350
Closed -$135K –
L icon
1206
Loews
L
$22.8B
– –
-6,804
Closed -$233K –
LEO icon
1207
BNY Mellon Strategic Municipals
LEO
$371M
– –
-10,768
Closed -$84K –
NTRL icon
1208
First Trust Equity Market Neutral ETF
NTRL
$14.7M
– –
-10,365
Closed -$200K –
MEAR icon
1209
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.51B
– –
-17,141
Closed -$860K –
MNST icon
1210
Monster Beverage
MNST
$92.7B
– –
-31,188
Closed -$540K –
MSEX icon
1211
Middlesex Water
MSEX
$1.09B
– –
-6,380
Closed -$429K –
MTZ icon
1212
MasTec
MTZ
$14.9B
– –
-4,964
Closed -$223K –
NAT icon
1213
Nordic American Tanker
NAT
$1.67B
– –
-10,450
Closed -$42K –
NMZ icon
1214
Nuveen Municipal High Income Opportunity Fund
NMZ
$1.9B
– –
-10,379
Closed -$137K –
NOMD icon
1215
Nomad Foods
NOMD
$1.68B
– –
-14,697
Closed -$315K –
NRO icon
1216
Neuberger Real Estate Securities Income Fund Inc
NRO
$165M
– –
-40,270
Closed -$139K –
NVT icon
1217
nVent Electric
NVT
$20.4B
– –
-10,938
Closed -$205K –
OI icon
1218
O-I Glass
OI
$788M
– –
-10,891
Closed -$98K –
PAGP icon
1219
Plains GP Holdings
PAGP
$5.62B
– –
-11,254
Closed -$100K –
PGF icon
1220
Invesco Financial Preferred ETF
PGF
$586M
– –
-14,436
Closed -$258K –
PJP icon
1221
Invesco Pharmaceuticals ETF
PJP
$580M
– –
-3,402
Closed -$220K –
POCT icon
1222
Innovator US Equity Power Buffer ETF October
POCT
$1.12B
– –
-53,939
Closed -$1.36M –
PSL icon
1223
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$80.5M
– –
-4,255
Closed -$277K –
RFG icon
1224
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$316M
– –
-8,500
Closed -$256K –
RFV icon
1225
Invesco S&P MidCap 400 Pure Value ETF
RFV
$340M
– –
-5,153
Closed -$260K –

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First Allied Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.

By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.

  • First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
  • First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
  • First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
  • First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
  • First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
  • First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.