First Allied Advisory Services’s Innovator US Equity Power Buffer ETF October POCT Stock Holding History

First Allied Advisory Services’s Portfolio POCT Stock Details POCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-53,939	Closed	-$1.36M	–	1225
2020 Q2	$1.36M	Sell	53,939 -3,982	-7%	-$96.8K	0.05%	368
2020 Q1	$1.31M	Sell	57,921 -3,561	-6%	-$87K	0.06%	339
2019 Q4	$1.55M	Sell	61,482 -2,548	-4%	-$63.9K	0.05%	359
2019 Q3	$1.59M	Sell	64,030 -579	-0.9%	-$14.5K	0.06%	355
2019 Q2	$1.62M	Buy	+64,609	New	+$1.6M	0.06%	339

Other funds holding POCT

Berkshire Money Management Dalton, Massachusetts $976M AUM 13.87% 1-Year Est. Return

Parkside Investments Deerfield, Illinois $902M AUM 32.45% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Gill Capital Partners Denver, Colorado $348M AUM 14.74% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Valtinson Bruner Financial Planning New Brighton, Minnesota $364M AUM 9.63% 1-Year Est. Return

Elmwood Wealth Management Berkeley, California $400M AUM 17.81% 1-Year Est. Return

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return