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Innovator US Equity Power Buffer ETF October
POCT

38 hedge funds and large institutions have $146M invested in Innovator US Equity Power Buffer ETF October in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

129% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 7

27% more capital invested

Capital invested by funds: $115M → $146M (+$31M)

23% more funds holding

Funds holding: 31 → 38 (+7)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

4.27% less ownership

Funds ownership: 59.74% → 55.47% (-4.3%)

Holders
38
Holders Change
+7
Holders Change %
+22.58%
% of All Funds
0.83%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
11
Increased
16
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LJAC
L.J. Altfest & Co
New York
+$9.13M
2
PI
Parkside Investments
Illinois
+$7.73M
3
RTS
Round Table Services
New Jersey
+$7.63M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$5.85M
5
MML Investors Services
MML Investors Services
Massachusetts
+$1.36M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$6.21M
2
Jane Street
Jane Street
New York
-$1.14M
3
SG Americas Securities
SG Americas Securities
New York
-$626K
4
BCM
Beck Capital Management
Texas
-$558K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$554K
Name Holding Trade Value Shares
Change 		Change in
Stake
RTS
1
Round Table Services
New Jersey
$47.5M +$7.63M +304,608 +19%
BMM
2
Berkshire Money Management
Massachusetts
$28M +$637K +25,431 +2%
LJAC
3
L.J. Altfest & Co
New York
$19.7M +$9.13M +364,475 +85%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$9.66M +$5.85M +233,501 +151%
PI
5
Parkside Investments
Illinois
$7.69M +$7.73M +308,800 New
BCM
6
Beck Capital Management
Texas
$3.73M -$558K -22,270 -13%
CAN
7
Cetera Advisor Networks
California
$2.99M +$1.31M +52,189 +77%
WCG
8
Weaver Consulting Group
California
$2.14M +$25K +1,000 +1%
VBFP
9
Valtinson Bruner Financial Planning
Minnesota
$1.89M +$1.33M +53,035 +233%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.84M +$1.19M +47,319 +178%
EWM
11
Elmwood Wealth Management
California
$1.79M +$12K +480 +0.7%
AG
12
Advisor Group
Arizona
$1.65M +$530K +21,173 +47%
FAAS
13
First Allied Advisory Services
California
$1.59M -$14.5K -579 -0.9%
CM
14
Columbus Macro
Pennsylvania
$1.56M -$52.1K -2,079 -3%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$1.56M -$52.1K -2,079 -3%
FI
16
FormulaFolio Investments
Michigan
$1.35M +$364K +14,525 +36%
MML Investors Services
17
MML Investors Services
Massachusetts
$1.35M +$1.36M +54,264 New
CPIG
18
Chicago Partners Investment Group
Illinois
$1.16M -$83.5K -3,333 -7%
WP
19
WealthPLAN Partners
Nebraska
$1.06M – – –
PCS
20
Personal CFO Solutions
New Jersey
$1.04M +$1.05M +41,852 New
RIS
21
Retirement Income Solutions
Michigan
$984K -$21.4K -855 -2%
AI
22
Atria Investments
North Carolina
$981K +$12.4K +496 +1%
DI
23
Diligent Investors
California
$955K +$302K +12,065 +46%
SPC
24
Sigma Planning Corp
Michigan
$914K +$920K +36,715 New
LNC
25
Lincoln National Corp
Pennsylvania
$514K – – –
1
2

POCT Hedge Fund Activity: Q3 2019 in Review

38 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF October (POCT) for Q3 2019, worth a combined $146M — up 27% from $115M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new POCT positions and 4 closed out — a net gain of 7 holders — while 16 added to existing stakes and 7 trimmed.

The largest buyer was L.J. Altfest & Co, adding an estimated $9.13M. The largest seller was Citadel Advisors, exiting entirely with an estimated $6.21M sold.

  • 38 institutional investors held Innovator US Equity Power Buffer ETF October (POCT) as of Q3 2019, up from 31 in Q2 2019.
  • Funds reported $146M of Innovator US Equity Power Buffer ETF October stock for Q3 2019, up 27% quarter-over-quarter.
  • 11 funds opened new Innovator US Equity Power Buffer ETF October positions in Q3 2019 and 4 closed out, a net change of +7 holders.
  • The largest Innovator US Equity Power Buffer ETF October buyer in Q3 2019 was L.J. Altfest & Co, an estimated $9.13M added.
  • The largest Innovator US Equity Power Buffer ETF October seller in Q3 2019 was Citadel Advisors, an estimated $6.21M sold.

Based on aggregated 13F filings for Q3 2019.