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First Allied Advisory Services

First Allied Advisory Services Portfolio holdings

AUM $2.98B Turnover 16.84%
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
+$84.8M
Cap. Flow %
2.85%
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held Equity + Options
3.5 years
Top 10 Avg Time Held Equity + Options
2.5 years
Top 20 Avg Time Held Equity + Options
2.3 years
Avg Time Held Equity only
3.5 years
Top 10 Avg Time Held Equity only
2.5 years
Top 20 Avg Time Held Equity only
2.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.35%
2 Technology 12.4%
3 Healthcare 5.24%
4 Consumer Discretionary 5.17%
5 Financials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
AEM icon
1176
Agnico Eagle Mines
AEM
$83.6B
– –
-3,218
Closed -$206K –
AGEN icon
1177
Agenus
AGEN
$309M
– –
-1,783
Closed -$138K –
AMLP icon
1178
Alerian MLP ETF
AMLP
$13B
– –
-13,079
Closed -$323K –
ARWR icon
1179
Arrowhead Research
ARWR
$8.46B
– –
-80,175
Closed -$3.46M –
BMRN icon
1180
BioMarin Pharmaceuticals
BMRN
$11.3B
– –
-1,854
Closed -$229K –
BTAL icon
1181
AGF US Market Neutral Anti-Beta Fund
BTAL
$346M
– –
-342,618
Closed -$8.34M –
CHRD icon
1182
Chord Energy
CHRD
$8.59B
– –
-30,000
Closed -$23K –
CMRE icon
1183
Costamare
CMRE
$1.71B
– –
-10,269
Closed -$57K –
DLB icon
1184
Dolby
DLB
$5.81B
– –
-3,134
Closed -$206K –
DNLI icon
1185
Denali Therapeutics
DNLI
$3.03B
– –
-21,950
Closed -$531K –
DOX icon
1186
Amdocs
DOX
$6.56B
– –
-3,358
Closed -$204K –
EG icon
1187
Everest Group
EG
$15.4B
– –
-968
Closed -$200K –
EIX icon
1188
Edison International
EIX
$22.6B
– –
-4,805
Closed -$261K –
EXEL icon
1189
Exelixis
EXEL
$16.9B
– –
-45,226
Closed -$1.07M –
FANG icon
1190
Diamondback Energy
FANG
$59.4B
– –
-5,539
Closed -$232K –
FDUS icon
1191
Fidus Investment
FDUS
$768M
– –
-12,420
Closed -$113K –
FE icon
1192
FirstEnergy
FE
$27.2B
– –
-5,364
Closed -$208K –
GBAB icon
1193
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$353M
– –
-8,900
Closed -$207K –
GBIL icon
1194
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.92B
– –
-14,090
Closed -$1.42M –
GDV icon
1195
Gabelli Dividend & Income Trust
GDV
$2.47B
– –
-10,962
Closed -$193K –
GE icon
1196
CALL
GE Aerospace
GE
$313B
– –
-1,003
Closed -$1K –
GEN icon
1197
Gen Digital
GEN
$17.3B
– –
-10,493
Closed -$208K –
GRX icon
1198
Gabelli Healthcare & Wellness Trust
GRX
$147M
– –
-496,238
Closed -$4.98M –
HIX icon
1199
Western Asset High Income Fund II
HIX
$315M
– –
-55,171
Closed -$342K –
HUN icon
1200
Huntsman Corp
HUN
$1.69B
– –
-10,709
Closed -$192K –

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First Allied Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.

By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.

  • First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
  • First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
  • First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
  • First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
  • First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
  • First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.