First Allied Advisory Services’s Fidus Investment FDUS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-12,420	Closed	-$113K	–	1194
2020 Q2	$113K	Sell	12,420 -450	-3%	-$3.91K	﹤0.01%	1062
2020 Q1	$85K	Hold	12,870	–	–	﹤0.01%	1015
2019 Q4	$192K	Hold	12,870	–	–	0.01%	1131
2019 Q3	$192K	Sell	12,870 -1,540	-11%	-$23.7K	0.01%	1107
2019 Q2	$230K	Hold	14,410	–	–	0.01%	1031
2019 Q1	$222K	Hold	14,410	–	–	0.01%	1002
2018 Q4	$168K	Hold	14,410	–	–	0.01%	980
2018 Q3	$210K	Sell	14,410 -3,100	-18%	-$45.6K	0.01%	1056
2018 Q2	$249K	Sell	17,510 -1,000	-5%	-$13.7K	0.01%	963
2018 Q1	$238K	Sell	18,510 -295	-2%	-$4.11K	0.01%	971
2017 Q4	$285K	Sell	18,805 -790	-4%	-$12.7K	0.01%	897
2017 Q3	$316K	Buy	19,595 +440	+2%	+$7.22K	0.01%	789
2017 Q2	$323K	Buy	19,155 +1,970	+11%	+$34K	0.01%	791
2017 Q1	$302K	Hold	17,185	–	–	0.02%	784
2016 Q4	$270K	Buy	17,185 +295	+2%	+$4.69K	0.01%	834
2016 Q3	$266K	Sell	16,890 -295	-2%	-$4.66K	0.01%	798
2016 Q2	$263K	Buy	+17,185	New	+$263K	0.01%	795