First Allied Advisory Services’s Fidus Investment FDUS Stock Holding History

First Allied Advisory Services’s Portfolio FDUS Stock Details FDUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-12,420	Closed	-$113K	–	1194
2020 Q2	$113K	Sell	12,420 -450	-3%	-$3.91K	﹤0.01%	1062
2020 Q1	$85K	Hold	12,870	–	–	﹤0.01%	1015
2019 Q4	$192K	Hold	12,870	–	–	0.01%	1131
2019 Q3	$192K	Sell	12,870 -1,540	-11%	-$23.7K	0.01%	1107
2019 Q2	$230K	Hold	14,410	–	–	0.01%	1031
2019 Q1	$222K	Hold	14,410	–	–	0.01%	1002
2018 Q4	$168K	Hold	14,410	–	–	0.01%	980
2018 Q3	$210K	Sell	14,410 -3,100	-18%	-$45.6K	0.01%	1056
2018 Q2	$249K	Sell	17,510 -1,000	-5%	-$13.7K	0.01%	963
2018 Q1	$238K	Sell	18,510 -295	-2%	-$4.11K	0.01%	971
2017 Q4	$285K	Sell	18,805 -790	-4%	-$12.7K	0.01%	897
2017 Q3	$316K	Buy	19,595 +440	+2%	+$7.22K	0.01%	789
2017 Q2	$323K	Buy	19,155 +1,970	+11%	+$34K	0.01%	791
2017 Q1	$302K	Hold	17,185	–	–	0.02%	784
2016 Q4	$270K	Buy	17,185 +295	+2%	+$4.69K	0.01%	834
2016 Q3	$266K	Sell	16,890 -295	-2%	-$4.66K	0.01%	798
2016 Q2	$263K	Buy	+17,185	New	+$263K	0.01%	795

Other funds holding FDUS

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $345M AUM 46.29% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $84.2B AUM 55.88% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

NCM

Novare Capital Management Charlotte, North Carolina $1.41B AUM 25.38% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

First Allied Advisory Services's FDUS Position: Q3 2020 in Review

First Allied Advisory Services sold out of Fidus Investment (FDUS) in Q3 2020, closing a stake of 12,420 shares — an estimated $113K sold.

First Allied Advisory Services first reported a position in FDUS in Q2 2016 and held it in 17 quarters. The position peaked at $323K in Q2 2017. 79 funds tracked by Wall St. Rank hold FDUS as of Q3 2020.

First Allied Advisory Services reported no remaining Fidus Investment position as of Q3 2020 after selling out during the quarter.
First Allied Advisory Services sold 12,420 Fidus Investment shares in Q3 2020, an estimated $113K.
First Allied Advisory Services first reported a position in Fidus Investment in Q2 2016 and held it in 17 quarters.
First Allied Advisory Services's Fidus Investment position peaked at $323K in Q2 2017.
79 funds tracked by Wall St. Rank held Fidus Investment as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.