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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
Nuveen ESG Mid-Cap Growth ETF
NUMG
$347M
| $210K | 0.01% |
+4,980
| New | +$208K |
|
1052
Trex
TREX
$4.45B
| $210K | 0.01% |
+2,937
| New | +$203K |
|
1053
Sea Limited
SE
$64.2B
| $209K | 0.01% |
+1,354
| New | +$183K |
|
1054
Sony
SONY
$123B
| $209K | 0.01% |
+13,620
| New | +$212K |
|
1055
Tetra Tech
TTEK
$8.04B
| $208K | 0.01% |
+10,905
| New | +$194K |
|
1056
Ziff Davis
ZD
$1.92B
| $208K | 0.01% |
3,450
-3,151
| -48% | -$179K |
|
1057
Invesco WilderHill Clean Energy ETF
PBW
$417M
| $207K | 0.01% |
+3,400
| New | +$177K |
|
1058
iShares US Pharmaceuticals ETF
IHE
$1.44B
| $206K | 0.01% |
3,786
-300
| -7% | -$16.2K |
|
|
PCN
1059
PIMCO Corporate & Income Strategy Fund
PCN
$870M
| $206K | 0.01% |
13,210
-1,450
| -10% | -$22.9K |
|
1060
Targa Resources
TRGP
$61.1B
| $206K | 0.01% |
14,698
-1,355
| -8% | -$23.8K |
|
1061
Weyerhaeuser
WY
$17.2B
| $206K | 0.01% |
+7,214
| New | +$198K |
|
1062
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$356M
| $205K | 0.01% |
5,985
-4,131
| -41% | -$145K |
|
1063
Occidental Petroleum
OXY
$57.2B
| $205K | 0.01% |
20,444
+1,578
| +8% | +$22.3K |
|
1064
TotalEnergies
TTE
$189B
| $205K | 0.01% |
+5,990
| New | +$228K |
|
1065
CME Group
CME
$90.1B
| $204K | 0.01% |
1,220
-131
| -10% | -$22.1K |
|
1066
WisdomTree US LargeCap Dividend Fund
DLN
$6.23B
| $204K | 0.01% |
4,206
-1,198
| -22% | -$58.2K |
|
1067
Arthur J. Gallagher & Co
AJG
$62.3B
| $203K | 0.01% |
+1,920
| New | +$199K |
|
|
BRSP
1068
BrightSpire Capital
BRSP
$696M
| $203K | 0.01% |
41,419
-28,328
| -41% | -$171K |
|
1069
Crown Holdings
CCK
$13B
| $203K | 0.01% |
+2,636
| New | +$193K |
|
1070
Cirrus Logic
CRUS
$7.04B
| $203K | 0.01% |
+3,008
| New | +$188K |
|
1071
NetEase
NTES
$77.6B
| $203K | 0.01% |
+2,230
| New | +$210K |
|
1072
Plains All American Pipeline
PAA
$17.3B
| $203K | 0.01% |
33,916
+1,346
| +4% | +$10K |
|
|
LSI
1073
DELISTED
Life Storage, Inc.
LSI
| $202K | 0.01% |
+2,876
| New | +$195K |
|
1074
iShares US Regional Banks ETF
IAT
$687M
| $201K | 0.01% |
6,140
-100
| -2% | -$3.38K |
|
1075
PENN Entertainment
PENN
$2.8B
| $201K | 0.01% |
+2,763
| New | +$136K |
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.