First Allied Advisory Services’s Nuveen ESG Mid-Cap Growth ETF NUMG Stock Holding History

First Allied Advisory Services’s Portfolio NUMG Stock Details NUMG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$210K	Buy	+4,980	New	+$208K	0.01%	1051
2019 Q4	–	Sell	-4,864	Closed	-$159K	–	1455
2019 Q3	$159K	Buy	+4,864	New	+$161K	0.01%	1152
2018 Q2	–	Sell	-13,773	Closed	-$405K	–	1216
2018 Q1	$405K	Buy	13,773 +103	+0.8%	+$3.1K	0.02%	752
2017 Q4	$401K	Buy	13,670 +3,389	+33%	+$96.9K	0.02%	742
2017 Q3	$286K	Buy	+10,281	New	+$280K	0.01%	829

Other funds holding NUMG

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

Tiedemann Advisors New York $2.33B AUM 15.56% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

WrapManager Inc Mill Valley, California $320M AUM 21.35% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Whittier Trust South Pasadena, California $10.2B AUM 33.39% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.53B AUM 28.94% 1-Year Est. Return

Stewardship Advisors Mount Joy, Pennsylvania $481M AUM 18.41% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

First Allied Advisory Services's NUMG Position: Q3 2020 in Review

First Allied Advisory Services opened a new position in Nuveen ESG Mid-Cap Growth ETF (NUMG) in Q3 2020: 4,980 shares worth $210K. The stake represents 0.01% of the portfolio and ranks #1051 among its holdings. This is a return to the name: First Allied Advisory Services previously reported a position in NUMG as recently as Q3 2019.

First Allied Advisory Services first reported a position in NUMG in Q3 2017 and has held it in 5 quarters since. The position peaked at $405K in Q1 2018. 57 funds tracked by Wall St. Rank hold NUMG as of Q3 2020.

First Allied Advisory Services held 4,980 shares of Nuveen ESG Mid-Cap Growth ETF worth $210K as of Q3 2020.
Nuveen ESG Mid-Cap Growth ETF was a new First Allied Advisory Services position in Q3 2020.
Nuveen ESG Mid-Cap Growth ETF made up 0.01% of First Allied Advisory Services's portfolio in Q3 2020, its #1051 holding.
First Allied Advisory Services first reported a position in Nuveen ESG Mid-Cap Growth ETF in Q3 2017 and has held it in 5 quarters since.
First Allied Advisory Services's Nuveen ESG Mid-Cap Growth ETF position peaked at $405K in Q1 2018.
57 funds tracked by Wall St. Rank held Nuveen ESG Mid-Cap Growth ETF as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.