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Nuveen ESG Mid-Cap Growth ETF
NUMG

Overview Fund Activity

57 hedge funds and large institutions have $127M invested in Nuveen ESG Mid-Cap Growth ETF in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 30 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
57
Holders Change
–
Holders Change %
0%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
30
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TF
1
TIAA FSB
Florida
$51.7M
2
Wells Fargo
2
Wells Fargo
California
$6.65M
3
TA
3
Tiedemann Advisors
New York
$18.7M
4
Truist Financial
4
Truist Financial
North Carolina
$1.84M
5
WS
5
Wedbush Securities
California
$1.22M

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$1.3M
2
Citadel Advisors
2
Citadel Advisors
Florida
$0
3
TRCT
3
Tower Research Capital (TRC)
New York
$284K
4
SA
4
Stewardship Advisors
Pennsylvania
$3.26M
5
CI
5
CX Institutional
Indiana
$243K
Name Market Value Shares Shares
Change 		Shares
Change %
TF
1
TIAA FSB
Florida
$51.7M 1,224,005 +115,059 +10%
TA
2
Tiedemann Advisors
New York
$18.7M 441,423 +34,724 +9%
Wells Fargo
3
Wells Fargo
California
$6.65M 157,266 +37,437 +31%
WI
4
WrapManager Inc
California
$4.69M 111,075 +12,231 +12%
UBS Group
5
UBS Group
Switzerland
$4.07M 96,355 +2,973 +3%
WT
6
Whittier Trust
California
$3.71M 87,730 +3,070 +4%
CTC
7
Central Trust Company
Missouri
$3.38M 80,075 +3,176 +4%
SA
8
Stewardship Advisors
Pennsylvania
$3.26M 72,106 -2,946 -4%
Creative Planning
9
Creative Planning
Kansas
$2.91M 68,942 +1,197 +2%
LPL Financial
10
LPL Financial
California
$2.87M 67,883 +3,474 +5%
RWP
11
RWA Wealth Partners
Massachusetts
$2.81M 66,516 -1,359 -2%
LFASL
12
Lugano Financial Advisors SA (LFA)
Switzerland
$2.16M 49,708 – –
FT
13
Fiduciary Trust
Massachusetts
$2.15M 50,760 – –
Truist Financial
14
Truist Financial
North Carolina
$1.84M 43,434 +33,412 +333%
Bank of America
15
Bank of America
North Carolina
$1.69M 39,978 +19,135 +92%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.3M 30,875 -17,698 -36%
CAN
17
Cetera Advisor Networks
California
$1.3M 30,796 +1,317 +4%
WS
18
Wedbush Securities
California
$1.22M 28,904 +20,656 +250%
BWM
19
Baystate Wealth Management
Massachusetts
$1.08M 25,604 +2,770 +12%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$997K 23,612 +2,673 +13%
AIP
21
Ameritas Investment Partners
Nebraska
$772K 18,274 -1 -0%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$667K 15,778 +1,742 +12%
PA
23
Paracle Advisors
Washington
$515K 12,211 – –
HA
24
Harborview Advisors
Maine
$480K 11,359 +270 +2%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$380K 9,002 +434 +5%
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