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Nuveen ESG Mid-Cap Growth ETF

57 hedge funds and large institutions have $127M invested in Nuveen ESG Mid-Cap Growth ETF in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 30 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

329% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 7

20% more capital invested

Capital invested by funds: $106M → $127M (+$21.6M)

0% more funds holding

Funds holding: 5757 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

6.49% less ownership

Funds ownership: 76.46%69.97% (-6.5%)

Holders
57
Holders Change
Holders Change %
0%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
30
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TF
1
TIAA FSB
Florida
$51.7M +$4.81M +115,059 +10%
TA
2
Tiedemann Advisors
New York
$18.7M +$1.45M +34,724 +9%
Wells Fargo
3
Wells Fargo
California
$6.64M +$1.57M +37,437 +31%
WI
4
WrapManager Inc
California
$4.69M +$511K +12,231 +12%
UBS Group
5
UBS Group
Switzerland
$4.07M +$124K +2,973 +3%
WT
6
Whittier Trust
California
$3.71M +$128K +3,070 +4%
CTC
7
Central Trust Company
Missouri
$3.38M +$133K +3,176 +4%
SA
8
Stewardship Advisors
Pennsylvania
$3.26M -$123K -2,946 -4%
Creative Planning
9
Creative Planning
Kansas
$2.91M +$50K +1,197 +2%
LPL Financial
10
LPL Financial
California
$2.87M +$145K +3,474 +5%
RWP
11
RWA Wealth Partners
Massachusetts
$2.81M -$56.8K -1,359 -2%
LFASL
12
Lugano Financial Advisors SA (LFA)
Switzerland
$2.16M
FT
13
Fiduciary Trust
Massachusetts
$2.15M
Truist Financial
14
Truist Financial
North Carolina
$1.83M +$1.4M +33,412 +333%
Bank of America
15
Bank of America
North Carolina
$1.69M +$800K +19,135 +92%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.3M -$740K -17,698 -36%
CAN
17
Cetera Advisor Networks
California
$1.3M +$55.1K +1,317 +4%
WS
18
Wedbush Securities
California
$1.22M +$864K +20,656 +250%
BWM
19
Baystate Wealth Management
Massachusetts
$1.08M +$116K +2,770 +12%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$997K +$112K +2,673 +13%
AIP
21
Ameritas Investment Partners
Nebraska
$772K -$42 -1 -0%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$667K +$72.8K +1,742 +12%
PA
23
Paracle Advisors
Washington
$515K
HA
24
Harborview Advisors
Maine
$480K +$11.3K +270 +2%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$380K +$18.1K +434 +5%

NUMG Hedge Fund Activity: Q3 2020 in Review

57 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Mid-Cap Growth ETF (NUMG) for Q3 2020, worth a combined $127M — up 20% from $106M a quarter earlier.

Fund positioning in NUMG was balanced in Q3 2020: 4 funds opened new positions, 4 closed out, 30 added to existing stakes and 7 trimmed.

The largest buyer was TIAA FSB, adding an estimated $4.81M. The largest seller was Royal Bank of Canada, cutting an estimated $740K.

  • 57 institutional investors held Nuveen ESG Mid-Cap Growth ETF (NUMG) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $127M of Nuveen ESG Mid-Cap Growth ETF stock for Q3 2020, up 20% quarter-over-quarter.
  • 4 funds opened new Nuveen ESG Mid-Cap Growth ETF positions in Q3 2020 and 4 closed out, a net change of 0 holders.
  • The largest Nuveen ESG Mid-Cap Growth ETF buyer in Q3 2020 was TIAA FSB, an estimated $4.81M added.
  • The largest Nuveen ESG Mid-Cap Growth ETF seller in Q3 2020 was Royal Bank of Canada, an estimated $740K sold.

Based on aggregated 13F filings for Q3 2020.