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Nuveen ESG Mid-Cap Growth ETF
NUMG

82 hedge funds and large institutions have $205M invested in Nuveen ESG Mid-Cap Growth ETF in 2021 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 40 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

471% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 7

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

17% more funds holding

Funds holding: 70 → 82 (+12)

14% more capital invested

Capital invested by funds: $180M → $205M (+$24.9M)

1.5% more ownership

Funds ownership: 69.81% → 71.31% (+1.5%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
82
Holders Change
+12
Holders Change %
+17.14%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
22
Increased
40
Reduced
7
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$4.09M
2
LPL Financial
LPL Financial
California
+$3.83M
3
TA
Tiedemann Advisors
New York
+$2.93M
4
Citadel Advisors
Citadel Advisors
Florida
+$2.48M
5
AIC
Ameritas Investment Company
Nebraska
+$2.35M

Top Sellers

Rank Fund Capital Flow
1
BHWA
Beacon Harbor Wealth Advisors
Virginia
-$8.13M
2
RCS
Retirement Capital Strategies
California
-$2.44M
3
Truist Financial
Truist Financial
North Carolina
-$1.85M
4
WI
WrapManager Inc
California
-$666K
5
MWM
Mascoma Wealth Management
New Hampshire
-$300K
Name Holding Trade Value Shares
Change 		Change in
Stake
TF
1
TIAA FSB
Florida
$65.6M +$1.95M +38,778 +3%
TA
2
Tiedemann Advisors
New York
$26M +$2.93M +58,239 +13%
Wells Fargo
3
Wells Fargo
California
$9.5M +$1.42M +28,202 +17%
UBS Group
4
UBS Group
Switzerland
$7.52M +$122K +2,437 +2%
LPL Financial
5
LPL Financial
California
$7.42M +$3.83M +76,245 +106%
HNW
6
High Note Wealth
Minnesota
$7.26M +$55.5K +1,105 +0.8%
CTC
7
Central Trust Company
Missouri
$5.86M +$752K +14,966 +15%
WT
8
Whittier Trust
California
$5.2M +$618K +12,295 +13%
WI
9
WrapManager Inc
California
$4.83M -$666K -13,253 -12%
Ameriprise
10
Ameriprise
Minnesota
$4.08M +$4.09M +81,402 New
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$4.06M +$737K +14,676 +22%
SA
12
Stewardship Advisors
Pennsylvania
$3.88M +$104K +2,070 +3%
Creative Planning
13
Creative Planning
Kansas
$3.45M – – –
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2.87M +$1.36M +27,100 +90%
FT
15
Fiduciary Trust
Massachusetts
$2.54M – – –
Citadel Advisors
16
Citadel Advisors
Florida
$2.47M +$2.48M +49,323 New
RWP
17
RWA Wealth Partners
Massachusetts
$2.44M +$485K +9,661 +25%
AIC
18
Ameritas Investment Company
Nebraska
$2.34M +$2.35M +46,791 New
WS
19
Wedbush Securities
California
$2.33M +$410K +8,168 +21%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.3M +$177K +3,519 +8%
LFASL
21
Lugano Financial Advisors SA (LFA)
Switzerland
$2.1M – – –
CAN
22
Cetera Advisor Networks
California
$1.8M +$102K +2,036 +6%
PPW
23
Parcion Private Wealth
Washington
$1.76M +$1.44M +28,574 +436%
Bank of America
24
Bank of America
North Carolina
$1.75M +$233K +4,635 +15%
Fidelity Investments
25
Fidelity Investments
Massachusetts
$1.62M +$1.19M +23,599 +268%
1
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NUMG Hedge Fund Activity: Q1 2021 in Review

82 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Mid-Cap Growth ETF (NUMG) for Q1 2021, worth a combined $205M — up 14% from $180M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUMG positions and 7 closed out — a net gain of 15 holders — while 40 added to existing stakes and 7 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $4.09M. The largest seller was Beacon Harbor Wealth Advisors, exiting entirely with an estimated $8.13M sold.

  • 82 institutional investors held Nuveen ESG Mid-Cap Growth ETF (NUMG) as of Q1 2021, up from 70 in Q4 2020.
  • Funds reported $205M of Nuveen ESG Mid-Cap Growth ETF stock for Q1 2021, up 14% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Mid-Cap Growth ETF positions in Q1 2021 and 7 closed out, a net change of +15 holders.
  • The largest Nuveen ESG Mid-Cap Growth ETF buyer in Q1 2021 was Ameriprise, an estimated $4.09M added.
  • The largest Nuveen ESG Mid-Cap Growth ETF seller in Q1 2021 was Beacon Harbor Wealth Advisors, an estimated $8.13M sold.

Based on aggregated 13F filings for Q1 2021.