We are live on ! Find out more
NUMG icon

Nuveen ESG Mid-Cap Growth ETF

22 hedge funds and large institutions have $35.9M invested in Nuveen ESG Mid-Cap Growth ETF in 2018 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 2

4.42% less ownership

Funds ownership: 87.42%83% (-4.4%)

8% less funds holding

Funds holding: 2422 (-2)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

25% less capital invested

Capital invested by funds: $47.9M → $35.9M (-$12M)

Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
N
1
Nuveen
North Carolina
$31.6M
Citadel Advisors
2
Citadel Advisors
Florida
$985K +$160K +5,345 +17%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$484K +$164K +5,476 +42%
AGA
4
Arkos Global Advisors
Texas
$435K +$497K +16,606 New
BTS
5
BB&T Securities
Virginia
$388K +$2.81K +94 +0.6%
UBS Group
6
UBS Group
Switzerland
$336K +$165K +5,526 +76%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$300K +$111K +3,691 +48%
WT
8
Whittier Trust
California
$262K +$225K +7,500 +300%
CAN
9
Cetera Advisor Networks
California
$208K
AP
10
Appleton Partners
Massachusetts
$202K
ASN
11
Advisory Services Network
Georgia
$174K +$29.9K +1,000 +18%
Bank of America
12
Bank of America
North Carolina
$119K -$70.8K -2,364 -34%
AG
13
Advisor Group
Arizona
$92K
APA
14
American Portfolios Advisors
New York
$79.4K +$23.1K +771 +34%
Wells Fargo
15
Wells Fargo
California
$78K +$59.5K +1,986 +205%
TRCT
16
Tower Research Capital (TRC)
New York
$53K -$748K -24,976 -93%
SFSG
17
Stearns Financial Services Group
North Carolina
$43K +$49K +1,638 New
MWM
18
Mascoma Wealth Management
New Hampshire
$39K +$10.2K +339 +30%
FANJ
19
Financial Architects (New Jersey)
New Jersey
$20K +$14.2K +475 +157%
CI
20
CX Institutional
Indiana
$14K
AIM
21
Advantage Investment Management
Iowa
$12K +$14.3K +476 New
Citigroup
22
Citigroup
New York
$2K
Jane Street
23
Jane Street
New York
-$1.51M -44,154 Closed
LPL Financial
24
LPL Financial
California
-$222K -6,471 Closed
GRP
25
Global Retirement Partners
California
-$46K -1,355 Closed