Ladenburg Thalmann Financial Services’s Nuveen ESG Mid-Cap Growth ETF NUMG Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NUMG Stock Details NUMG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$454K	Hold	12,856	–	–	﹤0.01%	1896
2019 Q3	$421K	Sell	12,856 -1,438	-10%	-$47.7K	﹤0.01%	1895
2019 Q2	$479K	Buy	14,294 +2,690	+23%	+$86.9K	﹤0.01%	1784
2019 Q1	$364K	Buy	11,604 +181	+2%	+$5.32K	﹤0.01%	1927
2018 Q4	$300K	Buy	11,423 +3,691	+48%	+$111K	﹤0.01%	1910
2018 Q3	$264K	Buy	+7,732	New	+$256K	﹤0.01%	2086

Other funds holding NUMG

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Stewardship Advisors Mount Joy, Pennsylvania $481M AUM 18.41% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RWP

RWA Wealth Partners Newton, Massachusetts $10.4B AUM 21.69% 1-Year Est. Return

Riverbridge Partners Minneapolis, Minnesota $3.58B AUM 4.02% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $9.19B AUM 25.65% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Whittier Trust South Pasadena, California $10.2B AUM 33.39% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NUMG Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Nuveen ESG Mid-Cap Growth ETF (NUMG) position steady in Q4 2019 at 12,856 shares worth $454K. The position accounts for ﹤0.01% of the portfolio, ranked #1896.

Ladenburg Thalmann Financial Services first reported a position in NUMG in Q3 2018 and has held it in 6 quarters since. The position peaked at $479K in Q2 2019. 48 funds tracked by Wall St. Rank hold NUMG as of Q4 2019.

Ladenburg Thalmann Financial Services held 12,856 shares of Nuveen ESG Mid-Cap Growth ETF worth $454K as of Q4 2019.
Ladenburg Thalmann Financial Services left its Nuveen ESG Mid-Cap Growth ETF share count unchanged in Q4 2019.
Nuveen ESG Mid-Cap Growth ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1896 holding.
Ladenburg Thalmann Financial Services first reported a position in Nuveen ESG Mid-Cap Growth ETF in Q3 2018 and has held it in 6 quarters since.
Ladenburg Thalmann Financial Services's Nuveen ESG Mid-Cap Growth ETF position peaked at $479K in Q2 2019.
48 funds tracked by Wall St. Rank held Nuveen ESG Mid-Cap Growth ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.