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Nuveen ESG Mid-Cap Growth ETF
NUMG

Overview Fund Activity

48 hedge funds and large institutions have $43.9M invested in Nuveen ESG Mid-Cap Growth ETF in 2019 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 21 increasing their positions, 3 reducing their positions, and 4 closing their positions.

Holders
48
Holders Change
+10
Holders Change %
+26.32%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
21
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TF
1
TIAA FSB
Florida
$12.8M
2
SA
2
Stewardship Advisors
Pennsylvania
$3.04M
3
RP
3
Riverbridge Partners
Minnesota
$1.83M
4
Citadel Advisors
4
Citadel Advisors
Florida
$1.18M
5
Bank of America
5
Bank of America
North Carolina
$1.28M

Top Sellers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$0
2
TRCT
2
Tower Research Capital (TRC)
New York
$0
3
FAAS
3
First Allied Advisory Services
California
$0
4
GSWM
4
Golden State Wealth Management
California
$0
5
AF
5
Advisornet Financial
Minnesota
$39K
Name Market Value Shares Shares
Change 		Shares
Change %
TF
1
TIAA FSB
Florida
$12.8M 363,731 +143,840 +65%
Creative Planning
2
Creative Planning
Kansas
$3.8M 107,641 -193 -0.2%
SA
3
Stewardship Advisors
Pennsylvania
$3.04M 86,214 +86,214 New
Wells Fargo
4
Wells Fargo
California
$2.43M 68,817 +3,137 +5%
RWP
5
RWA Wealth Partners
Massachusetts
$1.97M 55,887 +17,321 +45%
RP
6
Riverbridge Partners
Minnesota
$1.83M 51,999 +51,999 New
FT
7
Fiduciary Trust
Massachusetts
$1.73M 49,155 -94 -0.2%
LPL Financial
8
LPL Financial
California
$1.61M 45,759 +6,405 +16%
WT
9
Whittier Trust
California
$1.39M 39,430 +5,000 +15%
Bank of America
10
Bank of America
North Carolina
$1.28M 36,261 +23,064 +175%
Jane Street
11
Jane Street
New York
$1.26M 35,611 +7,472 +27%
UBS Group
12
UBS Group
Switzerland
$1.24M 35,101 +7,266 +26%
Citadel Advisors
13
Citadel Advisors
Florida
$1.18M 33,511 +33,511 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$916K 25,967 +2,615 +11%
CAN
15
Cetera Advisor Networks
California
$825K 23,469 +8,662 +58%
BWM
16
Baystate Wealth Management
Massachusetts
$698K 19,789 +768 +4%
Truist Financial
17
Truist Financial
North Carolina
$674K 19,099 +19,099 New
AIP
18
Ameritas Investment Partners
Nebraska
$579K 16,440 +2,040 +14%
AGA
19
Arkos Global Advisors
Texas
$578K 16,385 +456 +3%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$454K 12,856 – –
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$427K 12,124 +2,101 +21%
HA
22
Harborview Advisors
Maine
$323K 9,165 +35 +0.4%
AP
23
Appleton Partners
Massachusetts
$272K 7,720 – –
TF
24
Tompkins Financial
New York
$254K 7,204 +7,204 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$246K 6,962 +667 +11%
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