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Nuveen ESG Mid-Cap Growth ETF

35 hedge funds and large institutions have $39M invested in Nuveen ESG Mid-Cap Growth ETF in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 5

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

6% more funds holding

Funds holding: 3335 (+2)

4.88% less ownership

Funds ownership: 73.06%68.19% (-4.9%)

15% less capital invested

Capital invested by funds: $45.8M → $39M (-$6.8M)

Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
0.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
19
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
N
1
Nuveen
North Carolina
$20.2M -$14.5M -450,000 -43%
Creative Planning
2
Creative Planning
Kansas
$3.56M +$1.54M +47,565 +82%
Wells Fargo
3
Wells Fargo
California
$2.16M +$319K +9,867 +18%
FT
4
Fiduciary Trust
Massachusetts
$1.66M +$562K +17,411 +54%
TRCT
5
Tower Research Capital (TRC)
New York
$1.55M +$735K +22,743 +98%
WT
6
Whittier Trust
California
$1.16M +$353K +10,930 +47%
UBS Group
7
UBS Group
Switzerland
$1.09M +$590K +18,259 +128%
RWP
8
RWA Wealth Partners
Massachusetts
$1.02M +$556K +17,223 +132%
LPL Financial
9
LPL Financial
California
$802K +$534K +16,523 +225%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$650K -$16K -495 -2%
BTS
11
BB&T Securities
Virginia
$617K +$100K +3,103 +20%
BWM
12
Baystate Wealth Management
Massachusetts
$552K
AGA
13
Arkos Global Advisors
Texas
$511K +$20.2K +626 +4%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$479K +$86.9K +2,690 +23%
HA
15
Harborview Advisors
Maine
$312K +$81.6K +2,525 +37%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$277K +$27.4K +847 +11%
SFSG
17
Stearns Financial Services Group
North Carolina
$271K +$118K +3,664 +83%
CAN
18
Cetera Advisor Networks
California
$267K
Bank of America
19
Bank of America
North Carolina
$264K +$27.6K +856 +12%
AP
20
Appleton Partners
Massachusetts
$260K
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$246K +$237K +7,328 New
AIP
22
Ameritas Investment Partners
Nebraska
$205K +$197K +6,110 New
HighTower Advisors
23
HighTower Advisors
Illinois
$200K +$193K +5,964 New
GSWM
24
Golden State Wealth Management
California
$151K -$2.62K -81 -2%
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
$130K