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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1001
iShares US Energy ETF
IYE
$1.63B
| $235K | 0.01% |
14,707
-1,886
| -11% | -$35.6K |
2020 Q1
2 quarters
|
|
1002
Pool Corp
POOL
$7.56B
| $235K | 0.01% |
701
-72
| -9% | -$22.3K |
2020 Q2
1 quarter
|
|
1003
Vanguard Extended Market ETF
VXF
$29.3B
| $235K | 0.01% |
1,813
-496
| -21% | -$63.1K |
2014 Q2
25 quarters
|
|
1004
Brown-Forman Class B
BF.B
$14B
| $234K | 0.01% |
3,102
-291
| -9% | -$20.8K |
2014 Q2
25 quarters
|
|
1005
Bio-Rad Laboratories Class A
BIO
$10.3B
| $234K | 0.01% |
+454
| New | +$230K |
2020 Q3
0 quarters
|
|
1006
Nokia
NOK
$43.3B
| $234K | 0.01% |
59,841
+15,644
| +35% | +$70.4K |
2013 Q2
29 quarters
|
|
1007
Neighborhood Intelligence Inc
NXH
$183M
| $233K | 0.01% |
+3,204
| New | +$240K |
2020 Q3
0 quarters
|
|
1008
Global X Morningstar Capital Allocation Leaders ETF
CPTL
$109M
| $233K | 0.01% |
+9,596
| New | +$228K |
2020 Q3
0 quarters
|
|
1009
WisdomTree US SmallCap Earnings Fund
EES
$675M
| $232K | 0.01% |
7,764
+416
| +6% | +$12.5K |
2020 Q2
1 quarter
|
|
1010
Elanco Animal Health
ELAN
$12.9B
| $232K | 0.01% |
+8,309
| New | +$211K |
2020 Q3
0 quarters
|
|
1011
Open Text
OTEX
$6B
| $232K | 0.01% |
5,485
-2,527
| -32% | -$111K |
2019 Q4
3 quarters
|
|
|
BSJK
1012
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
| $230K | 0.01% |
9,848
+727
| +8% | +$17K |
2018 Q2
9 quarters
|
|
1013
Check Point Software Technologies
CHKP
$14.7B
| $229K | 0.01% |
+1,899
| New | +$232K |
2020 Q3
0 quarters
|
|
1014
iShares ESG Aware US Aggregate Bond ETF
EAGG
$5.11B
| $229K | 0.01% |
+4,050
| New | +$230K |
2020 Q3
0 quarters
|
|
1015
Icon
ICLR
$15.3B
| $229K | 0.01% |
+1,198
| New | +$220K |
2020 Q3
0 quarters
|
|
1016
Jack Henry & Associates
JKHY
$12.1B
| $229K | 0.01% |
1,406
+46
| +3% | +$7.99K |
2019 Q4
3 quarters
|
|
|
MFD
1017
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
| $229K | 0.01% |
29,832
+1,820
| +6% | +$14.5K |
2019 Q4
3 quarters
|
|
|
HRC
1018
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $229K | 0.01% |
2,737
+33
| +1% | +$3.23K |
2018 Q1
10 quarters
|
|
1019
First Trust Dorsey Wright International Focus 5 ETF
IFV
$209M
| $228K | 0.01% |
12,124
-1,420
| -10% | -$26.5K |
2019 Q3
4 quarters
|
|
1020
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
| $228K | 0.01% |
5,255
-107
| -2% | -$4.74K |
2020 Q2
1 quarter
|
|
1021
Keysight
KEYS
$46.3B
| $226K | 0.01% |
2,285
+225
| +11% | +$22.1K |
2019 Q1
6 quarters
|
|
1022
State Street SPDR Dow Jones REIT ETF
RWR
$1.87B
| $226K | 0.01% |
2,901
| – | – |
2019 Q1
6 quarters
|
|
1023
Barrick Mining
B
$66.8B
| $225K | 0.01% |
8,009
-4,445
| -36% | -$127K |
2019 Q3
4 quarters
|
|
1024
Atlassian
TEAM
$38.9B
| $225K | 0.01% |
1,239
+42
| +4% | +$7.49K |
2020 Q2
1 quarter
|
|
1025
Watsco Inc
WSO
$12.7B
| $225K | 0.01% |
+968
| New | +$218K |
2020 Q3
0 quarters
|
|
Similar funds
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.