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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
+$84.8M
Cap. Flow %
2.85%
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$51.6M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$20.3M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$12.6M
4
TGT icon
Target
TGT
+$8.19M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.58M

Top Sells

Rank Stock Value
1
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$8.34M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$8.03M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.77M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.76M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Healthcare 5.2%
3 Consumer Discretionary 5.17%
4 Financials 4.61%
5 Communication Services 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETY icon
976
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$250K 0.01%
22,988
-8,382
-27% -$93.1K
XBI icon
977
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$249K 0.01%
2,237
+102
+5% +$11.4K
FTGC icon
978
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$246K 0.01%
14,478
-186
-1% -$3.11K
DNP icon
979
DNP Select Income Fund
DNP
$4.16B
$245K 0.01%
24,397
+3,711
+18% +$39.5K
HAS icon
980
Hasbro
HAS
$12.6B
$245K 0.01%
2,967
+96
+3% +$7.43K
FUMB icon
981
First Trust Ultra Short Duration Municipal ETF
FUMB
$245M
$244K 0.01%
12,136
-46,928
-79% -$946K
IVOG icon
982
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.64B
$244K 0.01%
3,268
-830
-20% -$61.3K
KMX icon
983
CarMax
KMX
$8.15B
$244K 0.01%
2,657
-822
-24% -$82.1K
HSMV icon
984
First Trust Horizon Managed Volatility Small/Mid ETF
HSMV
$35.1M
$243K 0.01%
10,019
-2,574
-20% -$64.1K
ORLY icon
985
O'Reilly Automotive
ORLY
$71.7B
$243K 0.01%
7,905
-300
-4% -$9.12K
PJUL icon
986
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$241K 0.01%
+8,695
New +$239K
UAL icon
987
United Airlines
UAL
$38.1B
$241K 0.01%
+6,930
New +$240K
XYLD icon
988
Global X S&P 500 Covered Call ETF
XYLD
$3.21B
$241K 0.01%
5,394
-4,145
-43% -$183K
IYJ icon
989
iShares US Industrials ETF
IYJ
$1.95B
$239K 0.01%
2,856
-11,204
-80% -$911K
SABA
990
Saba Capital Income & Opportunities Fund II
SABA
$223M
$239K 0.01%
22,367
-420
-2% -$4.53K
EXPE icon
991
Expedia Group
EXPE
$31.3B
$238K 0.01%
2,592
-1,708
-40% -$154K
ICSH icon
992
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$238K 0.01%
4,702
-923
-16% -$46.7K
MCHP icon
993
Microchip Technology
MCHP
$46.2B
$238K 0.01%
4,632
+22
+0.5% +$1.15K
DWX icon
994
State Street SPDR S&P International Dividend ETF
DWX
$523M
$237K 0.01%
7,024
-2,020
-22% -$69.5K
FMF icon
995
First Trust Managed Futures Strategy Fund
FMF
$249M
$237K 0.01%
5,430
-742
-12% -$33K
GQRE icon
996
FlexShares Global Quality Real Estate Index Fund
GQRE
$428M
$237K 0.01%
4,510
+239
+6% +$12.6K
IPKW icon
997
Invesco International BuyBack Achievers ETF
IPKW
$539M
$237K 0.01%
+7,543
New +$237K
AMP icon
998
Ameriprise Financial
AMP
$47.4B
$236K 0.01%
1,533
-298
-16% -$45.9K
IGM icon
999
iShares Expanded Tech Sector ETF
IGM
$10.3B
$236K 0.01%
+4,584
New +$231K
IRM icon
1000
Iron Mountain
IRM
$37B
$236K 0.01%
+8,807
New +$251K
38 39
40
41 42

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WAM
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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
  • First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
  • First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
  • First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
  • First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
  • First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.