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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
976
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.12B
| $250K | 0.01% |
22,988
-8,382
| -27% | -$93.1K |
2018 Q4
7 quarters
|
|
977
State Street SPDR S&P Biotech ETF
XBI
$10.4B
| $249K | 0.01% |
2,237
+102
| +5% | +$11.4K |
2017 Q4
11 quarters
|
|
978
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.23B
| $246K | 0.01% |
14,478
-186
| -1% | -$3.11K |
2017 Q4
11 quarters
|
|
979
DNP Select Income Fund
DNP
$3.85B
| $245K | 0.01% |
24,397
+3,711
| +18% | +$39.5K |
2019 Q1
6 quarters
|
|
980
Hasbro
HAS
$16.6B
| $245K | 0.01% |
2,967
+96
| +3% | +$7.43K |
2020 Q2
1 quarter
|
|
981
First Trust Ultra Short Duration Municipal ETF
FUMB
$298M
| $244K | 0.01% |
12,136
-46,928
| -79% | -$946K |
2019 Q1
6 quarters
|
|
982
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.62B
| $244K | 0.01% |
3,268
-830
| -20% | -$61.3K |
2016 Q3
16 quarters
|
|
983
CarMax
KMX
$7.31B
| $244K | 0.01% |
2,657
-822
| -24% | -$82.1K |
2020 Q2
1 quarter
|
|
984
First Trust Horizon Managed Volatility Small/Mid ETF
HSMV
$5.45M
| $243K | 0.01% |
10,019
-2,574
| -20% | -$64.1K |
2020 Q2
1 quarter
|
|
985
O'Reilly Automotive
ORLY
$72.3B
| $243K | 0.01% |
7,905
-300
| -4% | -$9.12K |
2020 Q2
1 quarter
|
|
986
Innovator US Equity Power Buffer ETF July
PJUL
$1.27B
| $241K | 0.01% |
+8,695
| New | +$239K |
2020 Q3
0 quarters
|
|
987
United Airlines
UAL
$36.6B
| $241K | 0.01% |
+6,930
| New | +$240K |
2020 Q3
0 quarters
|
|
988
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
| $241K | 0.01% |
5,394
-4,145
| -43% | -$183K |
2018 Q4
7 quarters
|
|
989
iShares US Industrials ETF
IYJ
$1.79B
| $239K | 0.01% |
2,856
-11,204
| -80% | -$911K |
2019 Q3
4 quarters
|
|
990
Saba Capital Income & Opportunities Fund II
SABA
$208M
| $239K | 0.01% |
22,367
-420
| -2% | -$4.53K |
2020 Q1
2 quarters
|
|
991
Expedia Group
EXPE
$30.7B
| $238K | 0.01% |
2,592
-1,708
| -40% | -$154K |
2018 Q3
8 quarters
|
|
992
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.95B
| $238K | 0.01% |
4,702
-923
| -16% | -$46.7K |
2020 Q2
1 quarter
|
|
993
Microchip Technology
MCHP
$31.8B
| $238K | 0.01% |
4,632
+22
| +0.5% | +$1.14K |
2020 Q2
1 quarter
|
|
994
State Street SPDR S&P International Dividend ETF
DWX
$517M
| $237K | 0.01% |
7,024
-2,020
| -22% | -$69.5K |
2013 Q2
29 quarters
|
|
995
First Trust Managed Futures Strategy Fund
FMF
$293M
| $237K | 0.01% |
5,430
-742
| -12% | -$33K |
2020 Q1
2 quarters
|
|
996
Northern Trust Global Quality Real Estate ETF
GQRE
$434M
| $237K | 0.01% |
4,510
+239
| +6% | +$12.6K |
2020 Q2
1 quarter
|
|
997
Invesco International BuyBack Achievers ETF
IPKW
$550M
| $237K | 0.01% |
+7,543
| New | +$237K |
2020 Q3
0 quarters
|
|
998
Ameriprise Financial
AMP
$43.5B
| $236K | 0.01% |
1,533
-298
| -16% | -$45.9K |
2020 Q2
1 quarter
|
|
999
iShares Expanded Tech Sector ETF
IGM
$9.7B
| $236K | 0.01% |
+4,584
| New | +$231K |
2020 Q3
0 quarters
|
|
1000
Iron Mountain
IRM
$31.7B
| $236K | 0.01% |
+8,807
| New | +$251K |
2020 Q3
0 quarters
|
|
Similar funds
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.