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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSB icon
826
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$288K 0.01%
9,407
+1,155
+14% +$35.4K
WPG
827
DELISTED
Washington Prime Group Inc.
WPG
$288K 0.01%
3,798
+222
+6% +$17.2K
X
828
DELISTED
US Steel
X
$287K 0.01%
11,202
+225
+2% +$5.51K
NUMG icon
829
Nuveen ESG Mid-Cap Growth ETF
NUMG
$343M
$286K 0.01%
+10,281
New +$280K
SBRA icon
830
Sabra Healthcare REIT
SBRA
$5.64B
$286K 0.01%
+13,005
New +$294K
LRCX icon
831
Lam Research
LRCX
$382B
$285K 0.01%
15,340
-4,060
-21% -$65.9K
NUMV icon
832
Nuveen ESG Mid-Cap Value ETF
NUMV
$445M
$285K 0.01%
+10,713
New +$281K
SPDW icon
833
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$285K 0.01%
9,278
– –
GDX icon
834
VanEck Gold Miners ETF
GDX
$23B
$283K 0.01%
12,605
+18
+0.1% +$416
POWA icon
835
Invesco Bloomberg Pricing Power ETF
POWA
$174M
$283K 0.01%
6,433
+95
+1% +$4.1K
RPG icon
836
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$283K 0.01%
14,115
– –
ADM icon
837
Archer Daniels Midland
ADM
$41.4B
$282K 0.01%
6,628
+61
+0.9% +$2.57K
SPIB icon
838
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$282K 0.01%
8,078
-338
-4% -$11.7K
NRK icon
839
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$281K 0.01%
21,283
– –
PRMW
840
DELISTED
Primo Water Corporation
PRMW
$281K 0.01%
+23,600
New +$286K
FDC
841
DELISTED
First Data Corporation
FDC
$280K 0.01%
15,500
-1,038
-6% -$18.9K
ROK icon
842
Rockwell Automation
ROK
$51.4B
$279K 0.01%
1,563
-37
-2% -$6.16K
HE icon
843
Hawaiian Electric Industries
HE
$2.33B
$278K 0.01%
8,287
-94
-1% -$3.11K
BUD icon
844
AB InBev
BUD
$158B
$277K 0.01%
+2,291
New +$268K
HWM icon
845
Howmet Aerospace
HWM
$116B
$277K 0.01%
14,633
-9,164
-39% -$175K
SDIV icon
846
Global X SuperDividend ETF
SDIV
$1.21B
$277K 0.01%
4,195
-184
-4% -$12K
VISN
847
Vistance Networks Inc
VISN
$2.66B
$276K 0.01%
8,275
-732
-8% -$25K
FXD icon
848
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$276K 0.01%
7,149
-4,647
-39% -$173K
TDIV icon
849
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$276K 0.01%
8,538
+337
+4% +$10.7K
CIBR icon
850
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$275K 0.01%
12,600
– –
32 33
34
35 36

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WAM
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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
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CAW
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First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.