First Allied Advisory Services’s Rockwell Automation ROK Stock Holding History

First Allied Advisory Services’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$517K	Sell	2,341 -14	-0.6%	-$3.13K	0.02%	690
2020 Q2	$502K	Sell	2,355 -262	-10%	-$50.7K	0.02%	653
2020 Q1	$395K	Sell	2,617 -132	-5%	-$24.5K	0.02%	670
2019 Q4	$550K	Buy	2,749 +143	+5%	+$26.5K	0.02%	679
2019 Q3	$425K	Sell	2,606 -75	-3%	-$11.8K	0.02%	737
2019 Q2	$439K	Sell	2,681 -151	-5%	-$25.5K	0.02%	729
2019 Q1	$499K	Buy	2,832 +691	+32%	+$118K	0.02%	678
2018 Q4	$327K	Buy	2,141 +873	+69%	+$146K	0.01%	745
2018 Q3	$238K	Buy	+1,268	New	+$227K	0.01%	1011
2018 Q2	–	Sell	-1,571	Closed	-$274K	–	1228
2018 Q1	$274K	Buy	1,571 +68	+5%	+$12.9K	0.01%	908
2017 Q4	$294K	Sell	1,503 -60	-4%	-$11.4K	0.01%	883
2017 Q3	$279K	Sell	1,563 -37	-2%	-$6.16K	0.01%	842
2017 Q2	$259K	Sell	1,600 -7	-0.4%	-$1.1K	0.01%	909
2017 Q1	$250K	Sell	1,607 -36	-2%	-$5.38K	0.01%	868
2016 Q4	$221K	Buy	+1,643	New	+$210K	0.01%	948

Other funds holding ROK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Allied Advisory Services's ROK Position: Q3 2020 in Review

First Allied Advisory Services reduced its Rockwell Automation (ROK) stake by 0.59% in Q3 2020, selling an estimated $3.13K and leaving 2,341 shares worth $517K. The position accounts for 0.02% of the portfolio, ranked #690.

First Allied Advisory Services first reported a position in ROK in Q4 2016 and has held it in 15 quarters since. The position peaked at $550K in Q4 2019. 913 funds tracked by Wall St. Rank hold ROK as of Q3 2020.

First Allied Advisory Services held 2,341 shares of Rockwell Automation worth $517K as of Q3 2020.
First Allied Advisory Services sold 14 Rockwell Automation shares in Q3 2020, an estimated $3.13K.
Rockwell Automation made up 0.02% of First Allied Advisory Services's portfolio in Q3 2020, its #690 holding.
First Allied Advisory Services first reported a position in Rockwell Automation in Q4 2016 and has held it in 15 quarters since.
First Allied Advisory Services's Rockwell Automation position peaked at $550K in Q4 2019.
913 funds tracked by Wall St. Rank held Rockwell Automation as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.