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Rockwell Automation

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

1.14% less ownership

Funds ownership: 73.65%72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.11B +$20.3M +158,963 +2%
Capital World Investors
2
Capital World Investors
California
$785M +$5.11M +40,000 +0.7%
State Street
3
State Street
Massachusetts
$762M +$35.2M +275,293 +5%
UBS Group
4
UBS Group
Switzerland
$644M -$13.2M -103,454 -2%
Lazard Asset Management
5
Lazard Asset Management
New York
$491M -$147M -1,150,146 -24%
BIT
6
BlackRock Institutional Trust
California
$463M +$4.7M +36,836 +1%
ATO
7
Alecta Tjanstepension Omsesidigt
Sweden
$375M -$10.9M -85,000 -3%
BFA
8
BlackRock Fund Advisors
California
$325M +$28.1M +219,667 +10%
Northern Trust
9
Northern Trust
Illinois
$215M -$2.08M -16,306 -1%
American Century Companies
10
American Century Companies
Missouri
$204M -$23.5M -184,373 -11%
Norges Bank
11
Norges Bank
Norway
$201M +$9.51M +74,423 +5%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$199M +$48.9M +383,057 +35%
Wellington Management Group
13
Wellington Management Group
Massachusetts
$177M +$89.5M +700,354 +113%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$170M +$6.84M +53,551 +4%
Capital International Investors
15
Capital International Investors
California
$166M
Swedbank
16
Swedbank
Sweden
$165M -$17.8M -139,601 -10%
FMI
17
Fiduciary Management Inc
Wisconsin
$162M -$14.8M -115,947 -9%
Deutsche Bank
18
Deutsche Bank
Germany
$157M -$76.4M -598,289 -34%
Wells Fargo
19
Wells Fargo
California
$152M +$8.78M +68,713 +6%
BG
20
BlackRock Group
United Kingdom
$150M +$5.43M +42,520 +4%
Harris Associates
21
Harris Associates
Illinois
$129M -$144M -1,129,241 -54%
Primecap Management
22
Primecap Management
California
$127M -$31.9K -250 -0%
Goldman Sachs
23
Goldman Sachs
New York
$115M +$38.6M +302,238 +54%
Victory Capital Management
24
Victory Capital Management
Texas
$113M +$4.62M +36,205 +4%
Bank of America
25
Bank of America
North Carolina
$110M -$16.8M -131,520 -14%

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.