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Rockwell Automation
ROK

626 hedge funds and large institutions have $11.7B invested in Rockwell Automation in 2016 Q3 according to their latest regulatory filings, with 51 funds opening new positions, 216 increasing their positions, 211 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

105% more call options, than puts

Call options by funds: $60.4M | Put options by funds: $29.5M

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

34% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 38

3% more capital invested

Capital invested by funds: $11.3B → $11.7B (+$385M)

2% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 211

1% more funds holding

Funds holding: 622 → 626 (+4)

1.31% less ownership

Funds ownership: 74.96% → 73.65% (-1.3%)

Holders
626
Holders Change
+4
Holders Change %
+0.64%
% of All Funds
16.7%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.19%
New
51
Increased
216
Reduced
211
Closed
38
Calls
$60.4M
Puts
$29.5M
Net Calls
+$30.9M
Net Calls Change
-$18.3M

Top Buyers

1
CS
Credit Suisse
Switzerland
+$36M
2
Deutsche Bank
Deutsche Bank
Germany
+$35.7M
3
JHIU
Janus Henderson Investors US
Colorado
+$29.2M
4
UBS Group
UBS Group
Switzerland
+$25.8M
5
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$24.4M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$117M
2
Ameriprise
Ameriprise
Minnesota
-$103M
3
Swedbank
Swedbank
Sweden
-$56.5M
4
YCMGA
York Capital Management Global Advisors
New York
-$56.4M
5
Franklin Resources
Franklin Resources
California
-$51.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$988M +$17.8M +152,417 +2%
Capital World Investors
2
Capital World Investors
California
$710M – – –
State Street
3
State Street
Massachusetts
$660M +$12.3M +105,008 +2%
UBS Group
4
UBS Group
Switzerland
$599M +$25.8M +220,643 +5%
Lazard Asset Management
5
Lazard Asset Management
New York
$588M +$3.23M +27,652 +0.6%
BIT
6
BlackRock Institutional Trust
California
$417M +$4.06M +34,719 +1%
ATO
7
Alecta Tjanstepension Omsesidigt
Sweden
$351M -$12M -102,735 -3%
BFA
8
BlackRock Fund Advisors
California
$269M +$9.36M +80,074 +4%
Harris Associates
9
Harris Associates
Illinois
$255M -$198K -1,692 -0.1%
Deutsche Bank
10
Deutsche Bank
Germany
$216M +$35.7M +304,898 +21%
American Century Companies
11
American Century Companies
Missouri
$208M +$13.2M +112,804 +7%
Northern Trust
12
Northern Trust
Illinois
$198M +$129K +1,104 +0.1%
Swedbank
13
Swedbank
Sweden
$168M -$56.5M -482,877 -26%
Norges Bank
14
Norges Bank
Norway
$166M +$15.6M +133,689 +10%
FMI
15
Fiduciary Management Inc
Wisconsin
$161M -$4.38M -37,427 -3%
Capital International Investors
16
Capital International Investors
California
$151M – – –
Geode Capital Management
17
Geode Capital Management
Massachusetts
$148M +$6.27M +53,598 +5%
EVM
18
Eaton Vance Management
Massachusetts
$141M +$9.72M +83,120 +8%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$134M -$900K -7,697 -0.7%
BG
20
BlackRock Group
United Kingdom
$131M -$170K -1,457 -0.1%
Wells Fargo
21
Wells Fargo
California
$130M +$5.44M +46,545 +5%
GIM
22
Generation Investment Management
United Kingdom
$121M -$22.5M -192,000 -16%
Bank of America
23
Bank of America
North Carolina
$116M +$6.26M +53,513 +6%
Primecap Management
24
Primecap Management
California
$116M -$12.5M -106,970 -10%
CS
25
Credit Suisse
Switzerland
$114M +$36M +308,264 +50%
1
2 3 4 5

ROK Hedge Fund Activity: Q3 2016 in Review

626 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2016, worth a combined $11.7B — up 3.4% from $11.3B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new ROK positions and 38 closed out — a net gain of 13 holders — while 216 added to existing stakes and 211 trimmed.

The largest buyer was Credit Suisse, adding an estimated $36M. The largest seller was Fidelity Investments, cutting an estimated $117M.

  • 626 institutional investors held Rockwell Automation (ROK) as of Q3 2016, up from 622 in Q2 2016.
  • Funds reported $11.7B of Rockwell Automation stock for Q3 2016, up 3.4% quarter-over-quarter.
  • 51 funds opened new Rockwell Automation positions in Q3 2016 and 38 closed out, a net change of +13 holders.
  • The largest Rockwell Automation buyer in Q3 2016 was Credit Suisse, an estimated $36M added.
  • The largest Rockwell Automation seller in Q3 2016 was Fidelity Investments, an estimated $117M sold.

Based on aggregated 13F filings for Q3 2016.