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Rockwell Automation

601 hedge funds and large institutions have $10.4B invested in Rockwell Automation in 2015 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 217 increasing their positions, 209 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 51

4% more repeat investments, than reductions

Existing positions increased: 217 | Existing positions reduced: 209

1% more funds holding

Funds holding: 598601 (+3)

0.17% more ownership

Funds ownership: 76.32%76.49% (+0.17%)

19% less capital invested

Capital invested by funds: $12.7B → $10.4B (-$2.37B)

40% less call options, than puts

Call options by funds: $68.7M | Put options by funds: $114M

50% less funds holding in top 10

Funds holding in top 10: 84 (-4)

Holders
601
Holders Change
+3
Holders Change %
+0.5%
% of All Funds
16.78%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.11%
New
56
Increased
217
Reduced
209
Closed
51
Calls
$68.7M
Puts
$114M
Net Calls
-$45.6M
Net Calls Change
+$8.23M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$771M +$18.6M +164,253 +2%
Capital World Investors
2
Capital World Investors
California
$737M -$215M -1,900,000 -21%
State Street
3
State Street
Massachusetts
$547M -$4.1M -36,203 -0.7%
UBS Group
4
UBS Group
Switzerland
$412M +$15.8M +139,825 +4%
Lazard Asset Management
5
Lazard Asset Management
New York
$354M +$95.5M +843,311 +32%
BIT
6
BlackRock Institutional Trust
California
$347M -$6.95M -61,397 -2%
ATO
7
Alecta Tjanstepension Omsesidigt
Sweden
$280M
Harris Associates
8
Harris Associates
Illinois
$229M -$64.6K -570 -0%
Primecap Management
9
Primecap Management
California
$223M -$30.1M -265,850 -11%
BFA
10
BlackRock Fund Advisors
California
$204M +$4.35M +38,368 +2%
Fidelity Investments
11
Fidelity Investments
Massachusetts
$202M +$2.81M +24,851 +1%
Swedbank
12
Swedbank
Sweden
$193M +$36.2M +319,230 +20%
Bank of America
13
Bank of America
North Carolina
$190M +$37M +326,641 +21%
Northern Trust
14
Northern Trust
Illinois
$181M -$1.24M -10,979 -0.6%
Capital International Investors
15
Capital International Investors
California
$174M
Ameriprise
16
Ameriprise
Minnesota
$170M +$6.86M +60,595 +4%
FMI
17
Fiduciary Management Inc
Wisconsin
$157M +$176M +1,551,375 New
Bank of New York Mellon
18
Bank of New York Mellon
New York
$153M -$5.63M -49,741 -3%
Deutsche Bank
19
Deutsche Bank
Germany
$146M -$40.3M -355,920 -20%
Massachusetts Financial Services
20
Massachusetts Financial Services
Massachusetts
$113M -$1.47M -12,981 -1%
BA
21
BlackRock Advisors
Delaware
$110M -$84.1M -742,108 -41%
BG
22
BlackRock Group
United Kingdom
$108M -$31.7M -279,970 -21%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$108M +$2.06M +18,191 +2%
Franklin Resources
24
Franklin Resources
California
$95.3M -$6.54M -57,768 -6%
GIM
25
Generation Investment Management
United Kingdom
$82M +$91.6M +808,384 New

ROK Hedge Fund Activity: Q3 2015 in Review

601 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2015, worth a combined $10.4B — down 19% from $12.7B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new ROK positions and 51 closed out — a net gain of 5 holders — while 217 added to existing stakes and 209 trimmed.

The largest buyer was Fiduciary Management Inc, opening a new position worth an estimated $176M. The largest seller was Capital World Investors, cutting an estimated $215M.

  • 601 institutional investors held Rockwell Automation (ROK) as of Q3 2015, up from 598 in Q2 2015.
  • Funds reported $10.4B of Rockwell Automation stock for Q3 2015, down 19% quarter-over-quarter.
  • 56 funds opened new Rockwell Automation positions in Q3 2015 and 51 closed out, a net change of +5 holders.
  • The largest Rockwell Automation buyer in Q3 2015 was Fiduciary Management Inc, an estimated $176M added.
  • The largest Rockwell Automation seller in Q3 2015 was Capital World Investors, an estimated $215M sold.

Based on aggregated 13F filings for Q3 2015.