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Rockwell Automation

757 hedge funds and large institutions have $14.2B invested in Rockwell Automation in 2019 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 257 increasing their positions, 274 reducing their positions, and 92 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

20% more call options, than puts

Call options by funds: $90.2M | Put options by funds: $75.3M

0.48% more ownership

Funds ownership: 73.09%73.58% (+0.48%)

0% more capital invested

Capital invested by funds: $14.1B → $14.2B (+$24.8M)

6% less repeat investments, than reductions

Existing positions increased: 257 | Existing positions reduced: 274

6% less funds holding

Funds holding: 805757 (-48)

46% less first-time investments, than exits

New positions opened: 50 | Existing positions closed: 92

Holders
757
Holders Change
-48
Holders Change %
-5.96%
% of All Funds
16.6%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.15%
New
50
Increased
257
Reduced
274
Closed
92
Calls
$90.2M
Puts
$75.3M
Net Calls
+$14.9M
Net Calls Change
-$29.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.79B +$316M +2,002,699 +23%
BlackRock
2
BlackRock
New York
$1.45B -$274M -1,731,556 -16%
State Street
3
State Street
Massachusetts
$810M -$15.6M -98,920 -2%
UBS Group
4
UBS Group
Switzerland
$670M -$77.6M -490,953 -11%
ATO
5
Alecta Tjanstepension Omsesidigt
Sweden
$534M +$11.9M +75,000 +2%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$365M +$126M +798,143 +56%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$326M +$9.39M +59,436 +3%
Capital World Investors
8
Capital World Investors
California
$297M +$1.74K +11 +0%
Northern Trust
9
Northern Trust
Illinois
$235M -$4.98M -31,548 -2%
Lazard Asset Management
10
Lazard Asset Management
New York
$226M -$6.96M -44,048 -3%
Schroder Investment Management Group
11
Schroder Investment Management Group
United Kingdom
$226M -$28.3M -178,987 -12%
CIP
12
Champlain Investment Partners
Vermont
$207M +$54.3M +343,715 +38%
JP Morgan Chase
13
JP Morgan Chase
New York
$204M +$138M +871,431 +240%
Bank of America
14
Bank of America
North Carolina
$202M +$5.05M +31,933 +3%
Franklin Resources
15
Franklin Resources
California
$198M -$48.4M -306,229 -20%
Swedbank
16
Swedbank
Sweden
$173M +$1.26M +8,000 +0.8%
N
17
Nuveen
North Carolina
$171M -$60.5M -383,123 -27%
Wells Fargo
18
Wells Fargo
California
$166M -$87.1M -551,088 -35%
Goldman Sachs
19
Goldman Sachs
New York
$161M +$40.9M +258,724 +36%
UBS AM
20
UBS AM
Illinois
$160M +$16.8M +106,495 +12%
Charles Schwab
21
Charles Schwab
California
$153M +$2.6M +16,463 +2%
Legal & General Group
22
Legal & General Group
United Kingdom
$152M +$2.49M +15,787 +2%
CVA
23
Ceredex Value Advisors
Florida
$135M +$109M +692,545 +549%
Norges Bank
24
Norges Bank
Norway
$124M
Wellington Management Group
25
Wellington Management Group
Massachusetts
$119M +$73.6M +465,784 +181%

ROK Hedge Fund Activity: Q3 2019 in Review

757 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2019, worth a combined $14.2B — up 0.18% from $14.1B a quarter earlier.

Sellers outnumbered buyers: 92 funds closed out of ROK and 50 opened new positions — a net loss of 42 holders — while 274 trimmed existing stakes and 257 added.

The largest buyer was Vanguard Group, adding an estimated $316M. The largest seller was BlackRock, cutting an estimated $274M.

  • 757 institutional investors held Rockwell Automation (ROK) as of Q3 2019, down from 805 in Q2 2019.
  • Funds reported $14.2B of Rockwell Automation stock for Q3 2019, up 0.18% quarter-over-quarter.
  • 50 funds opened new Rockwell Automation positions in Q3 2019 and 92 closed out, a net change of -42 holders.
  • The largest Rockwell Automation buyer in Q3 2019 was Vanguard Group, an estimated $316M added.
  • The largest Rockwell Automation seller in Q3 2019 was BlackRock, an estimated $274M sold.

Based on aggregated 13F filings for Q3 2019.