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Rockwell Automation

600 hedge funds and large institutions have $10.4B invested in Rockwell Automation in 2015 Q4 according to their latest regulatory filings, with 64 funds opening new positions, 178 increasing their positions, 235 reducing their positions, and 57 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more first-time investments, than exits

New positions opened: 64 | Existing positions closed: 57

0% less capital invested

Capital invested by funds: $10.4B → $10.4B (-$16.4M)

0.16% less ownership

Funds ownership: 76.49%76.33% (-0.16%)

0% less funds holding

Funds holding: 601600 (-1)

4% less call options, than puts

Call options by funds: $40.6M | Put options by funds: $42.2M

24% less repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 235

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
600
Holders Change
-1
Holders Change %
-0.17%
% of All Funds
15.74%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
64
Increased
178
Reduced
235
Closed
57
Calls
$40.6M
Puts
$42.2M
Net Calls
-$1.52M
Net Calls Change
+$44.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$786M +$7.04M +67,103 +0.9%
State Street
2
State Street
Massachusetts
$577M +$24.1M +229,826 +4%
Capital World Investors
3
Capital World Investors
California
$575M -$175M -1,665,000 -23%
Lazard Asset Management
4
Lazard Asset Management
New York
$416M +$59.4M +566,423 +16%
UBS Group
5
UBS Group
Switzerland
$412M -$3.71M -35,377 -0.9%
BIT
6
BlackRock Institutional Trust
California
$349M -$1.98M -18,902 -0.6%
ATO
7
Alecta Tjanstepension Omsesidigt
Sweden
$306M +$23.6M +225,000 +8%
Ameriprise
8
Ameriprise
Minnesota
$243M +$72.5M +691,210 +41%
Harris Associates
9
Harris Associates
Illinois
$232M +$225K +2,149 +0.1%
BFA
10
BlackRock Fund Advisors
California
$215M +$9.51M +90,641 +5%
Swedbank
11
Swedbank
Sweden
$198M -$324K -3,092 -0.2%
Fidelity Investments
12
Fidelity Investments
Massachusetts
$184M -$20.1M -191,970 -10%
Capital International Investors
13
Capital International Investors
California
$176M
Northern Trust
14
Northern Trust
Illinois
$170M -$13.2M -126,342 -7%
Deutsche Bank
15
Deutsche Bank
Germany
$161M +$14.2M +135,311 +9%
Primecap Management
16
Primecap Management
California
$160M -$67.3M -641,465 -29%
FMI
17
Fiduciary Management Inc
Wisconsin
$158M -$743K -7,085 -0.5%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$139M -$16.6M -158,010 -10%
Goldman Sachs
19
Goldman Sachs
New York
$129M +$82.7M +789,037 +168%
Massachusetts Financial Services
20
Massachusetts Financial Services
Massachusetts
$114M -$509K -4,853 -0.4%
BG
21
BlackRock Group
United Kingdom
$111M +$1.8M +17,173 +2%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$111M +$1.68M +16,045 +2%
BA
23
BlackRock Advisors
Delaware
$109M -$2.71M -25,853 -2%
Bank of America
24
Bank of America
North Carolina
$108M -$85.6M -816,434 -44%
GIM
25
Generation Investment Management
United Kingdom
$98.6M +$16M +152,620 +19%

ROK Hedge Fund Activity: Q4 2015 in Review

600 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2015, worth a combined $10.4B — down 0.16% from $10.4B a quarter earlier.

Buyers outnumbered sellers: 64 funds opened new ROK positions and 57 closed out — a net gain of 7 holders — while 178 added to existing stakes and 235 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $82.7M. The largest seller was Capital World Investors, cutting an estimated $175M.

  • 600 institutional investors held Rockwell Automation (ROK) as of Q4 2015, down from 601 in Q3 2015.
  • Funds reported $10.4B of Rockwell Automation stock for Q4 2015, down 0.16% quarter-over-quarter.
  • 64 funds opened new Rockwell Automation positions in Q4 2015 and 57 closed out, a net change of +7 holders.
  • The largest Rockwell Automation buyer in Q4 2015 was Goldman Sachs, an estimated $82.7M added.
  • The largest Rockwell Automation seller in Q4 2015 was Capital World Investors, an estimated $175M sold.

Based on aggregated 13F filings for Q4 2015.