ClearBridge LLC (Maryland)’s Rockwell Automation ROK Stock Holding History

ClearBridge LLC (Maryland)’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-130	Closed	-$17K	–	191
2016 Q4	$17K	Sell	130 -709,800	-100%	-$90.7M	﹤0.01%	173
2016 Q3	$86.9M	Sell	709,930 -47,910	-6%	-$5.6M	1.66%	25
2016 Q2	$87M	Sell	757,840 -200	-0%	-$22.9K	1.73%	21
2016 Q1	$86.2M	Buy	758,040 +490	+0.1%	+$49.7K	1.71%	27
2015 Q4	$77.7M	Buy	757,550 +13,040	+2%	+$1.37M	1.49%	29
2015 Q3	$75.5M	Buy	744,510 +10,260	+1%	+$1.16M	1.54%	29
2015 Q2	$91.5M	Sell	734,250 -3,820	-0.5%	-$460K	1.64%	28
2015 Q1	$85.6M	Buy	738,070 +320	+0%	+$36K	1.5%	35
2014 Q4	$82M	Buy	+737,750	New	+$80.9M	1.42%	37

Other funds holding ROK

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

ClearBridge LLC (Maryland)'s ROK Position: Q1 2017 in Review

ClearBridge LLC (Maryland) sold out of Rockwell Automation (ROK) in Q1 2017, closing a stake of 130 shares — an estimated $17K sold.

ClearBridge LLC (Maryland) first reported a position in ROK in Q4 2014 and held it in 9 quarters. The position peaked at $91.5M in Q2 2015. 691 funds tracked by Wall St. Rank hold ROK as of Q1 2017.

ClearBridge LLC (Maryland) reported no remaining Rockwell Automation position as of Q1 2017 after selling out during the quarter.
ClearBridge LLC (Maryland) sold 130 Rockwell Automation shares in Q1 2017, an estimated $17K.
ClearBridge LLC (Maryland) first reported a position in Rockwell Automation in Q4 2014 and held it in 9 quarters.
ClearBridge LLC (Maryland)'s Rockwell Automation position peaked at $91.5M in Q2 2015.
691 funds tracked by Wall St. Rank held Rockwell Automation as of Q1 2017.

Based on ClearBridge LLC (Maryland)'s 13F filing for Q1 2017, filed 15 May 2017.