First Allied Advisory Services’s Nuveen ESG Mid-Cap Value ETF NUMV Stock Holding History

First Allied Advisory Services’s Portfolio NUMV Stock Details NUMV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-5,800	Closed	-$170K	–	1456
2019 Q3	$170K	Sell	5,800 -3,447	-37%	-$97.8K	0.01%	1136
2019 Q2	$263K	Sell	9,247 -1,580	-15%	-$44K	0.01%	952
2019 Q1	$296K	Hold	10,827	–	–	0.01%	881
2018 Q4	$255K	Buy	10,827 +66	+0.6%	+$1.78K	0.01%	847
2018 Q3	$311K	Hold	10,761	–	–	0.01%	892
2018 Q2	$306K	Sell	10,761 -3,604	-25%	-$101K	0.01%	863
2018 Q1	$399K	Buy	14,365 +64	+0.4%	+$1.82K	0.02%	758
2017 Q4	$401K	Buy	14,301 +3,588	+33%	+$98.3K	0.02%	743
2017 Q3	$285K	Buy	+10,713	New	+$281K	0.01%	832

Other funds holding NUMV

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $9.19B AUM 25.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

SPIA

Strategic Point Investment Advisors Providence, Rhode Island $767M AUM 17.58% 1-Year Est. Return

APP

Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

BWM

Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

First Allied Advisory Services's NUMV Position: Q4 2019 in Review

First Allied Advisory Services sold out of Nuveen ESG Mid-Cap Value ETF (NUMV) in Q4 2019, closing a stake of 5,800 shares — an estimated $170K sold.

First Allied Advisory Services first reported a position in NUMV in Q3 2017 and held it in 9 quarters. The position peaked at $401K in Q4 2017. 37 funds tracked by Wall St. Rank hold NUMV as of Q4 2019.

First Allied Advisory Services reported no remaining Nuveen ESG Mid-Cap Value ETF position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 5,800 Nuveen ESG Mid-Cap Value ETF shares in Q4 2019, an estimated $170K.
First Allied Advisory Services first reported a position in Nuveen ESG Mid-Cap Value ETF in Q3 2017 and held it in 9 quarters.
First Allied Advisory Services's Nuveen ESG Mid-Cap Value ETF position peaked at $401K in Q4 2017.
37 funds tracked by Wall St. Rank held Nuveen ESG Mid-Cap Value ETF as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.