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Nuveen ESG Mid-Cap Value ETF
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Overview Fund Activity

37 hedge funds and large institutions have $33.1M invested in Nuveen ESG Mid-Cap Value ETF in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
37
Holders Change
+3
Holders Change %
+8.82%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
15
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TF
1
TIAA FSB
Florida
$15.1M
2
Bank of America
2
Bank of America
North Carolina
$843K
3
EWM
3
Empirical Wealth Management
Washington
$341K
4
EWA
4
EP Wealth Advisors
California
$289K
5
SFO
5
Stokes Family Office
Louisiana
$217K

Top Sellers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$0
2
Jane Street
2
Jane Street
New York
$604K
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
FAAS
4
First Allied Advisory Services
California
$0
5
WT
5
Whittier Trust
California
$393K
Name Market Value Shares Shares
Change 		Shares
Change %
TF
1
TIAA FSB
Florida
$15.1M 499,787 +186,516 +60%
Creative Planning
2
Creative Planning
Kansas
$3.68M 121,650 +92 +0.1%
UBS Group
3
UBS Group
Switzerland
$3.29M 108,781 +6,269 +6%
FT
4
Fiduciary Trust
Massachusetts
$1.68M 55,646 +208 +0.4%
Bank of America
5
Bank of America
North Carolina
$843K 27,908 +15,922 +133%
SPIA
6
Strategic Point Investment Advisors
Rhode Island
$789K 23,880 +4,220 +21%
APP
7
Avantax Planning Partners
Iowa
$729K 24,107 +940 +4%
Goldman Sachs
8
Goldman Sachs
New York
$725K 24,000 -700 -3%
BWM
9
Baystate Wealth Management
Massachusetts
$689K 22,812 +1,151 +5%
Jane Street
10
Jane Street
New York
$604K 19,979 -20,116 -50%
LPL Financial
11
LPL Financial
California
$593K 19,619 +5,057 +35%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$442K 14,633 +3,260 +29%
WT
13
Whittier Trust
California
$393K 13,000 -4,000 -24%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$366K 12,121 -800 -6%
HA
15
Harborview Advisors
Maine
$364K 12,060 -140 -1%
EWM
16
Empirical Wealth Management
Washington
$341K 11,296 +11,296 New
PA
17
Paracle Advisors
Washington
$337K 11,180 +1,565 +16%
AIP
18
Ameritas Investment Partners
Nebraska
$335K 11,107 +2,282 +26%
SFS
19
Sowell Financial Services
Arkansas
$300K 9,928 -32 -0.3%
EWA
20
EP Wealth Advisors
California
$289K 9,572 +9,572 New
TRCT
21
Tower Research Capital (TRC)
New York
$225K 7,461 -2,695 -27%
SFO
22
Stokes Family Office
Louisiana
$217K 7,175 +7,175 New
RFWA
23
RPg Family Wealth Advisory
Massachusetts
$110K 3,645 – –
IA
24
IFP Advisors
Florida
$109K 3,610 +3,610 New
APA
25
American Portfolios Advisors
New York
$89.9K 2,974 +134 +5%
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