Nuveen’s Nuveen ESG Mid-Cap Value ETF NUMV Stock Holding History

Nuveen’s Portfolio NUMV Stock Details NUMV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-650,000	Closed	-$18.9M	–	3262
2019 Q3	$18.9M	Sell	650,000 -350,000	-35%	-$9.93M	0.01%	1166
2019 Q2	$28.5M	Sell	1,000,000 -200,000	-17%	-$5.58M	0.01%	959
2019 Q1	$32.7M	Sell	1,200,000 -50,400	-4%	-$1.34M	0.17%	162
2018 Q4	$29.8M	Hold	1,250,400	–	–	0.19%	152
2018 Q3	$35.9M	Buy	+1,250,400	New	+$35.8M	0.19%	146

Other funds holding NUMV

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $9.19B AUM 25.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

SPIA

Strategic Point Investment Advisors Providence, Rhode Island $767M AUM 17.58% 1-Year Est. Return

APP

Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

BWM

Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Nuveen's NUMV Position: Q4 2019 in Review

Nuveen sold out of Nuveen ESG Mid-Cap Value ETF (NUMV) in Q4 2019, closing a stake of 650,000 shares — an estimated $18.9M sold.

Nuveen first reported a position in NUMV in Q3 2018 and held it in 5 quarters. The position peaked at $35.9M in Q3 2018. 37 funds tracked by Wall St. Rank hold NUMV as of Q4 2019.

Nuveen reported no remaining Nuveen ESG Mid-Cap Value ETF position as of Q4 2019 after selling out during the quarter.
Nuveen sold 650,000 Nuveen ESG Mid-Cap Value ETF shares in Q4 2019, an estimated $18.9M.
Nuveen first reported a position in Nuveen ESG Mid-Cap Value ETF in Q3 2018 and held it in 5 quarters.
Nuveen's Nuveen ESG Mid-Cap Value ETF position peaked at $35.9M in Q3 2018.
37 funds tracked by Wall St. Rank held Nuveen ESG Mid-Cap Value ETF as of Q4 2019.

Based on Nuveen's 13F filing for Q4 2019, filed 14 Feb 2020.