We are live on ! Find out more
NUMV icon

Nuveen ESG Mid-Cap Value ETF
NUMV

40 hedge funds and large institutions have $73.5M invested in Nuveen ESG Mid-Cap Value ETF in 2020 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

250% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 6

55% more capital invested

Capital invested by funds: $47.3M → $73.5M (+$26.2M)

18% more funds holding

Funds holding: 34 → 40 (+6)

3.98% less ownership

Funds ownership: 77.82% → 73.84% (-4%)

Holders
40
Holders Change
+6
Holders Change %
+17.65%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
21
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TF
TIAA FSB
Florida
+$12.5M
2
WI
WrapManager Inc
California
+$2.65M
3
UBS Group
UBS Group
Switzerland
+$825K
4
APP
Avantax Planning Partners
Iowa
+$612K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$475K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$1.03M
2
Jane Street
Jane Street
New York
-$760K
3
TRCT
Tower Research Capital (TRC)
New York
-$304K
4
CCM
Colorado Capital Management
Colorado
-$241K
5
Osaic Holdings
Osaic Holdings
Arizona
-$93.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
TF
1
TIAA FSB
Florida
$49.8M +$12.5M +549,822 +36%
UBS Group
2
UBS Group
Switzerland
$4.31M +$825K +36,336 +25%
WI
3
WrapManager Inc
California
$2.8M +$2.65M +116,777 New
Creative Planning
4
Creative Planning
Kansas
$1.99M +$43.6K +1,919 +2%
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$1.7M – – –
FT
6
Fiduciary Trust
Massachusetts
$1.55M +$43.6K +1,919 +3%
EWM
7
Empirical Wealth Management
Washington
$1.11M +$395K +17,386 +60%
LPL Financial
8
LPL Financial
California
$894K +$325K +14,294 +62%
EWA
9
EP Wealth Advisors
California
$888K +$119K +5,246 +17%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$871K +$324K +14,272 +65%
TRCT
11
Tower Research Capital (TRC)
New York
$758K -$304K -13,385 -30%
BWM
12
Baystate Wealth Management
Massachusetts
$722K +$49.3K +2,171 +8%
APP
13
Avantax Planning Partners
Iowa
$647K +$612K +26,932 New
Goldman Sachs
14
Goldman Sachs
New York
$576K – – –
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$502K +$475K +20,927 New
Bank of America
16
Bank of America
North Carolina
$457K -$1.03M -45,359 -70%
PA
17
Paracle Advisors
Washington
$450K +$81.8K +3,602 +24%
CI
18
CX Institutional
Indiana
$422K +$186K +8,182 +87%
BPA
19
Beacon Pointe Advisors
California
$415K +$20.1K +886 +5%
HA
20
Harborview Advisors
Maine
$389K +$94K +4,140 +34%
WT
21
Whittier Trust
California
$312K -$32K -1,409 -10%
AIP
22
Ameritas Investment Partners
Nebraska
$291K +$11.5K +505 +4%
SFS
23
Sowell Financial Services
Arkansas
$250K +$30.4K +1,339 +15%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$219K +$207K +9,118 New
CTC
25
Central Trust Company
Missouri
$218K +$82.2K +3,620 +66%
1
2

NUMV Hedge Fund Activity: Q2 2020 in Review

40 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Mid-Cap Value ETF (NUMV) for Q2 2020, worth a combined $73.5M — up 55% from $47.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new NUMV positions and 2 closed out — a net gain of 6 holders — while 21 added to existing stakes and 6 trimmed.

The largest buyer was TIAA FSB, adding an estimated $12.5M. The largest seller was Bank of America, cutting an estimated $1.03M.

  • 40 institutional investors held Nuveen ESG Mid-Cap Value ETF (NUMV) as of Q2 2020, up from 34 in Q1 2020.
  • Funds reported $73.5M of Nuveen ESG Mid-Cap Value ETF stock for Q2 2020, up 55% quarter-over-quarter.
  • 8 funds opened new Nuveen ESG Mid-Cap Value ETF positions in Q2 2020 and 2 closed out, a net change of +6 holders.
  • The largest Nuveen ESG Mid-Cap Value ETF buyer in Q2 2020 was TIAA FSB, an estimated $12.5M added.
  • The largest Nuveen ESG Mid-Cap Value ETF seller in Q2 2020 was Bank of America, an estimated $1.03M sold.

Based on aggregated 13F filings for Q2 2020.