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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLR icon
726
Digital Realty Trust
DLR
$73.7B
$415K 0.02%
+3,654
New +$430K
CME icon
727
CME Group
CME
$92.2B
$414K 0.02%
2,903
-91
-3% -$13K
GPT
728
DELISTED
Gramercy Property Trust
GPT
$413K 0.02%
15,471
-23,803
-61% -$691K
NYRT
729
DELISTED
New York REIT, Inc.
NYRT
$411K 0.02%
10,474
-17,327
-62% -$1.11M
QCLN icon
730
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
$410K 0.02%
20,067
+2,550
+15% +$51.4K
SCHG icon
731
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$410K 0.02%
46,608
-2,504
-5% -$21.5K
PARA
732
DELISTED
Paramount Global Class B
PARA
$409K 0.02%
6,849
+2,362
+53% +$136K
OHI icon
733
Omega Healthcare
OHI
$15.4B
$407K 0.02%
14,799
-12,116
-45% -$350K
PTY icon
734
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$407K 0.02%
24,835
– –
DFJ icon
735
WisdomTree Japan SmallCap Dividend Fund
DFJ
$385M
$406K 0.02%
+5,018
New +$390K
CCEP icon
736
Coca-Cola Europacific Partners
CCEP
$46.5B
$404K 0.02%
10,106
-145
-1% -$5.8K
FTLS icon
737
First Trust Long/Short Equity ETF
FTLS
$2.46B
$403K 0.02%
10,199
+2,939
+40% +$112K
ING icon
738
ING
ING
$93.8B
$403K 0.02%
21,913
+798
+4% +$14.6K
SHW icon
739
Sherwin-Williams
SHW
$78.3B
$403K 0.02%
2,985
-1,773
-37% -$233K
IRL
740
DELISTED
NEW IRELAND FUND INC
IRL
$403K 0.02%
+31,948
New +$418K
RPG icon
741
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$402K 0.02%
19,180
+5,065
+36% +$105K
NUMG icon
742
Nuveen ESG Mid-Cap Growth ETF
NUMG
$343M
$401K 0.02%
13,670
+3,389
+33% +$96.9K
NUMV icon
743
Nuveen ESG Mid-Cap Value ETF
NUMV
$445M
$401K 0.02%
14,301
+3,588
+33% +$98.3K
AMJ
744
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$398K 0.02%
14,628
+1,503
+11% +$40.8K
RGC
745
DELISTED
Regal Entertainment Group
RGC
$398K 0.02%
17,291
-1,368
-7% -$25.2K
AIG icon
746
American International
AIG
$41.9B
$397K 0.02%
6,672
+1,704
+34% +$105K
LSI
747
DELISTED
Life Storage, Inc.
LSI
$397K 0.02%
6,645
-657
-9% -$37.8K
FYC icon
748
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$396K 0.02%
9,320
-303
-3% -$12.7K
SONY icon
749
Sony
SONY
$123B
$395K 0.02%
43,900
-16,705
-28% -$143K
TAP icon
750
Molson Coors Class B
TAP
$7.68B
$395K 0.02%
4,821
+575
+14% +$46.5K
28 29
30
31 32

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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.