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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Annaly Capital Management
NLY
$16.9B
| $1.97M | 0.08% |
40,365
-904
| -2% | -$44.3K |
|
252
W.W. Grainger
GWW
$65.3B
| $1.96M | 0.08% |
10,822
+328
| +3% | +$55.3K |
|
253
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
| $1.92M | 0.08% |
89,220
+27,522
| +45% | +$580K |
|
254
iShares MSCI EAFE Value ETF
EFV
$27.6B
| $1.91M | 0.08% |
35,075
-884
| -2% | -$46.9K |
|
255
Eaton
ETN
$157B
| $1.91M | 0.08% |
24,872
-1,892
| -7% | -$143K |
|
256
Hormel Foods
HRL
$13.9B
| $1.91M | 0.08% |
58,337
-3,663
| -6% | -$120K |
|
257
Comcast
CMCSA
$79.1B
| $1.91M | 0.08% |
49,591
-3,589
| -7% | -$141K |
|
258
Tesla
TSLA
$1.24T
| $1.9M | 0.08% |
83,745
-13,815
| -14% | -$319K |
|
259
Kimberly-Clark
KMB
$36.4B
| $1.89M | 0.08% |
15,976
+2
| +0% | +$244 |
|
260
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
| $1.89M | 0.08% |
31,805
+755
| +2% | +$44.1K |
|
261
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $1.87M | 0.08% |
38,769
+3,895
| +11% | +$189K |
|
262
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$662M
| $1.84M | 0.08% |
37,244
+454
| +1% | +$22.1K |
|
263
SPX Corp
SPXC
$11B
| $1.84M | 0.08% |
62,783
-3,756
| -6% | -$98.7K |
|
264
Vanguard Small-Cap Growth ETF
VBK
$23.2B
| $1.84M | 0.08% |
12,060
-2,400
| -17% | -$353K |
|
265
Adobe
ADBE
$89.5B
| $1.83M | 0.08% |
12,284
+893
| +8% | +$133K |
|
266
VanEck Semiconductor ETF
SMH
$67.6B
| $1.83M | 0.08% |
39,262
+4,244
| +12% | +$185K |
|
267
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $1.81M | 0.08% |
34,686
+701
| +2% | +$36.6K |
|
268
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
| $1.81M | 0.08% |
64,857
+4,227
| +7% | +$115K |
|
269
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
| $1.8M | 0.08% |
22,538
+4,309
| +24% | +$322K |
|
270
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
| $1.79M | 0.08% |
30,258
-5,053
| -14% | -$282K |
|
271
Entergy
ETR
$54.1B
| $1.77M | 0.08% |
45,946
-5,340
| -10% | -$207K |
|
272
WisdomTree International Equity Fund
DWM
$666M
| $1.76M | 0.08% |
32,353
+4,815
| +17% | +$257K |
|
273
FedEx
FDX
$74.5B
| $1.75M | 0.08% |
7,747
-284
| -4% | -$60.5K |
|
274
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $1.75M | 0.08% |
28,255
-44,569
| -61% | -$2.66M |
|
|
AGN
275
DELISTED
Allergan plc
AGN
| $1.73M | 0.07% |
8,530
-278
| -3% | -$64.7K |
|
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First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.