First Allied Advisory Services’s PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund STPZ Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-370	Closed	-$19K	–	1573
2019 Q3	$19K	Buy	+370	New	+$19.4K	﹤0.01%	1478
2018 Q1	–	Sell	-100	Closed	-$5K	–	1472
2017 Q4	$5K	Sell	100 -34,586	-100%	-$1.8M	﹤0.01%	1493
2017 Q3	$1.81M	Buy	34,686 +701	+2%	+$36.6K	0.08%	267
2017 Q2	$1.77M	Buy	33,985 +9,966	+41%	+$523K	0.08%	272
2017 Q1	$1.31M	Buy	24,019 +14,445	+151%	+$760K	0.07%	304
2016 Q4	$502K	Buy	9,574 +2,175	+29%	+$114K	0.03%	587
2016 Q3	$390K	Buy	7,399 +163	+2%	+$8.57K	0.02%	645
2016 Q2	$383K	Sell	7,236 -876	-11%	-$45.9K	0.02%	648
2016 Q1	$426K	Sell	8,112 -2,131	-21%	-$110K	0.02%	603
2015 Q4	$528K	Buy	10,243 +2,039	+25%	+$105K	0.03%	565
2015 Q3	$424K	Sell	8,204 -219	-3%	-$11.3K	0.02%	616
2015 Q2	$440K	Buy	8,423 +1,266	+18%	+$66.1K	0.02%	657
2015 Q1	$370K	Buy	7,157 +2,980	+71%	+$155K	0.02%	690
2014 Q4	$219K	Buy	+4,177	New	+$219K	0.02%	897
2014 Q1	–	Sell	-5,082	Closed	-$270K	–	1049
2013 Q4	$270K	Sell	5,082 -110	-2%	-$5.84K	0.02%	708
2013 Q3	$277K	Buy	5,192 +272	+6%	+$14.4K	0.02%	759
2013 Q2	$262K	Buy	+4,920	New	+$264K	0.02%	728