DS
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David Shaw’s Capital Southwest CSWC Stock Holding History

David Shaw’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$296K Buy
+12,437
New +$291K ﹤0.01% 4422
2025
Q3 		– Sell
-26,960
Closed -$594K – 4615
2025
Q2 		$594K Buy
26,960
+1,386
+5% +$28.5K ﹤0.01% 3560
2025
Q1 		$571K Sell
25,574
-76,064
-75% -$1.72M ﹤0.01% 3430
2024
Q4 		$2.22M Buy
+101,638
New +$2.39M ﹤0.01% 2647
2024
Q1 		– Sell
-17,638
Closed -$418K – 4403
2023
Q4 		$418K Buy
+17,638
New +$393K ﹤0.01% 3600
2022
Q3 		– Sell
-15,448
Closed -$285K – 5245
2022
Q2 		$285K Sell
15,448
-35,201
-69% -$775K ﹤0.01% 4382
2022
Q1 		$1.2M Buy
50,649
+41,505
+454% +$1.02M ﹤0.01% 3754
2021
Q4 		$231K Buy
+9,144
New +$244K ﹤0.01% 4808
2021
Q3 		– Sell
-28,789
Closed -$669K – 5006
2021
Q2 		$669K Buy
28,789
+11,726
+69% +$291K ﹤0.01% 3860
2021
Q1 		$378K Sell
17,063
-68,798
-80% -$1.4M ﹤0.01% 3622
2020
Q4 		$1.52M Buy
85,861
+42,470
+98% +$668K ﹤0.01% 2730
2020
Q3 		$610K Sell
43,391
-10,685
-20% -$150K ﹤0.01% 3125
2020
Q2 		$729K Sell
54,076
-4,200
-7% -$54.3K ﹤0.01% 3135
2020
Q1 		$666K Buy
+58,276
New +$1.05M ﹤0.01% 3035
2016
Q4 		– Sell
-27,370
Closed -$402K – 3455
2016
Q3 		$402K Sell
27,370
-827
-3% -$12K ﹤0.01% 2903
2016
Q2 		$385K Buy
28,197
+7,745
+38% +$108K ﹤0.01% 2908
2016
Q1 		$284K Buy
20,452
+230
+1% +$3.23K ﹤0.01% 3042
2015
Q4 		$281K Sell
20,222
-33,749
-63% -$494K ﹤0.01% 3407
2015
Q3 		$939K Sell
53,971
-12,081
-18% -$213K ﹤0.01% 2643
2015
Q2 		$1.21M Buy
66,052
+11,537
+21% +$208K ﹤0.01% 2554
2015
Q1 		$929K Sell
54,515
-18,458
-25% -$308K ﹤0.01% 2618
2014
Q4 		$1.02M Buy
72,973
+47,495
+186% +$647K ﹤0.01% 2819
2014
Q3 		$335K Buy
25,478
+3,272
+15% +$44.6K ﹤0.01% 3620
2014
Q2 		$294K Buy
+22,206
New +$287K ﹤0.01% 3843

Other funds holding CSWC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $19B AUM 51.73% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.41B AUM 41.48% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

David Shaw's CSWC Position: Q2 2026 in Review

David Shaw opened a new position in Capital Southwest (CSWC) in Q2 2026: 12,437 shares worth $296K. The stake represents ﹤0.01% of the portfolio and ranks #4422 among its holdings. This is a return to the name: David Shaw previously reported a position in CSWC as recently as Q2 2025.

David Shaw first reported a position in CSWC in Q2 2014 and has held it in 24 quarters since. The position peaked at $2.22M in Q4 2024. 190 funds tracked by Wall St. Rank hold CSWC as of Q2 2026.

  • David Shaw held 12,437 shares of Capital Southwest worth $296K as of Q2 2026.
  • Capital Southwest was a new David Shaw position in Q2 2026.
  • Capital Southwest made up ﹤0.01% of David Shaw's portfolio in Q2 2026, its #4422 holding.
  • David Shaw first reported a position in Capital Southwest in Q2 2014 and has held it in 24 quarters since.
  • David Shaw's Capital Southwest position peaked at $2.22M in Q4 2024.
  • 190 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2026.

Based on D.E. Shaw & Co's 13F filing for Q2 2026, filed 14 Aug 2026.