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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$441M
Cap. Flow %
2.26%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.7%
2 Financials 1.3%
3 Healthcare 1.29%
4 Energy 0.7%
5 Consumer Discretionary 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
176
Chevron
CVX
$401B
$18.6M 0.1%
258,731
+213,657
+474% +$18M
MS icon
177
PUT
Morgan Stanley
MS
$308B
$18.5M 0.09%
383,200
+119,400
+45% +$6.01M
PNC icon
178
PUT
PNC Financial Services
PNC
$90B
$18.5M 0.09%
168,400
+19,400
+13% +$2.09M
CRM icon
179
CALL
Salesforce
CRM
$193B
$18.2M 0.09%
72,500
+30,300
+72% +$6.63M
COST icon
180
CALL
Costco
COST
$409B
$18.2M 0.09%
51,200
+6,900
+16% +$2.32M
MCO icon
181
PUT
Moody's
MCO
$81.2B
$18.1M 0.09%
62,500
+9,000
+17% +$2.57M
TMO icon
182
CALL
Thermo Fisher Scientific
TMO
$250B
$18.1M 0.09%
40,900
+8,000
+24% +$3.31M
LHX icon
183
PUT
L3Harris
LHX
$44.3B
$18M 0.09%
106,200
+33,300
+46% +$5.84M
ICE icon
184
PUT
Intercontinental Exchange
ICE
$86.6B
$18M 0.09%
180,200
+42,800
+31% +$4.22M
AXP icon
185
PUT
American Express
AXP
$209B
$18M 0.09%
179,600
+22,900
+15% +$2.25M
MCD icon
186
CALL
McDonald's
MCD
$167B
$18M 0.09%
81,900
+28,500
+53% +$5.85M
JPM icon
187
JPMorgan Chase
JPM
$912B
$18M 0.09%
186,608
+121,799
+188% +$12M
C icon
188
Citigroup
C
$225B
$17.9M 0.09%
415,726
+309,475
+291% +$15.4M
JCI icon
189
PUT
Johnson Controls International
JCI
$91B
$17.9M 0.09%
437,900
+54,500
+14% +$2.13M
CAT icon
190
PUT
Caterpillar
CAT
$378B
$17.5M 0.09%
117,400
+31,000
+36% +$4.35M
WFC icon
191
Wells Fargo
WFC
$251B
$17.5M 0.09%
743,204
+289,527
+64% +$7.13M
PSA icon
192
PUT
Public Storage
PSA
$53.8B
$17.4M 0.09%
78,100
-6,500
-8% -$1.33M
BMY icon
193
CALL
Bristol-Myers Squibb
BMY
$128B
$17.2M 0.09%
285,700
+46,500
+19% +$2.8M
ADI icon
194
PUT
Analog Devices
ADI
$191B
$17.2M 0.09%
147,000
+61,100
+71% +$7.15M
MO icon
195
PUT
Altria Group
MO
$115B
$16.9M 0.09%
437,800
+39,500
+10% +$1.64M
GPN icon
196
PUT
Global Payments
GPN
$22.9B
$16.8M 0.09%
94,800
-1,800
-2% -$311K
MRK icon
197
CALL
Merck
MRK
$367B
$16.8M 0.09%
212,639
+32,488
+18% +$2.54M
T icon
198
CALL
AT&T
T
$174B
$16.8M 0.09%
780,366
+267,184
+52% +$5.97M
COF icon
199
PUT
Capital One
COF
$123B
$16.8M 0.09%
233,200
+40,100
+21% +$2.68M
AMGN icon
200
CALL
Amgen
AMGN
$224B
$16.7M 0.09%
65,600
+25,300
+63% +$6.27M
6 7
8
9 10

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors's Q3 2020 filing shows 193 new, 971 increased, 177 reduced and 115 closed positions. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M. The largest sale was Invesco QQQ Trust, an estimated $105M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 95% a quarter earlier, followed by Financials and Healthcare.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.