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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSAGW
1751
DELISTED
Property Solutions Acquisition Corporation II Warrant
PSAGW
$60K ﹤0.01%
87,500
– –
BOAS.WS
1752
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$59K ﹤0.01%
100,000
– –
CKPT
1753
DELISTED
Checkpoint Therapeutics
CKPT
$58K ﹤0.01%
+1,764
New +$52.1K
ABVEW
1754
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$58K ﹤0.01%
100,000
– –
MACC.WS
1755
DELISTED
Mission Advancement Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
MACC.WS
$58K ﹤0.01%
100,000
– –
PFG icon
1756
Principal Financial Group
PFG
$24.6B
$57K ﹤0.01%
+883
New +$56.7K
PNR icon
1757
Pentair
PNR
$10.7B
$57K ﹤0.01%
+789
New +$58.9K
REVBW icon
1758
Revelation Biosciences Warrant
REVBW
$9.41K
$57K ﹤0.01%
+91,833
New +$55.7K
AAQC.WS
1759
DELISTED
Accelerate Acquisition Corp Warrants
AAQC.WS
$57K ﹤0.01%
60,566
– –
VOSOW
1760
DELISTED
Virtuoso Acquisition Corp. Warrant
VOSOW
$57K ﹤0.01%
50,000
– –
OVID icon
1761
Ovid Therapeutics
OVID
$523M
$55K ﹤0.01%
+16,291
New +$59.4K
DOV icon
1762
Dover
DOV
$27.8B
$54K ﹤0.01%
+345
New +$57.1K
GETR.WS
1763
DELISTED
Getaround, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
GETR.WS
$54K ﹤0.01%
54,937
– –
AGAC.WS
1764
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$54K ﹤0.01%
112,500
– –
GXIIW
1765
DELISTED
GX Acquisition Corp. II Warrant
GXIIW
$52K ﹤0.01%
100,000
– –
ISOS.WS
1766
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
$51K ﹤0.01%
37,175
-16,158
-30% -$21.5K
NGCAW
1767
DELISTED
NextGen Acquisition Corp. II Warrant
NGCAW
$50K ﹤0.01%
30,000
– –
ADMS
1768
DELISTED
Adamas Pharmaceuticals
ADMS
$50K ﹤0.01%
+10,123
New +$49.2K
ZWRKW
1769
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$48K ﹤0.01%
74,999
– –
RMGCW
1770
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$47K ﹤0.01%
52,000
– –
ASPCW
1771
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
$47K ﹤0.01%
85,000
– –
CBAT icon
1772
CBAK Energy Technology Ltd
CBAT
$65.5M
$46K ﹤0.01%
+19,595
New +$65.2K
MOS icon
1773
The Mosaic Company
MOS
$6.92B
$44K ﹤0.01%
1,232
-114,300
-99% -$3.66M
COCHW icon
1774
Envoy Medical Warrant
COCHW
$426K
$43K ﹤0.01%
66,666
– –
PHLT
1775
DELISTED
Performant Healthcare Inc
PHLT
$43K ﹤0.01%
+10,764
New +$47.5K
69 70
71
72 73

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.