Capstone Investment Advisors

Capstone Investment Advisors’s Mission Advancement Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 MACC.WS Stock Holding History

Capstone Investment Advisors’s Portfolio MACC.WS Stock Details MACC.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-100,000	Closed	-$8K	–	2036
2022 Q2	$8K	Hold	100,000	–	–	﹤0.01%	1699
2022 Q1	$23K	Hold	100,000	–	–	﹤0.01%	1933
2021 Q4	$51K	Hold	100,000	–	–	﹤0.01%	1677
2021 Q3	$58K	Hold	100,000	–	–	﹤0.01%	1837
2021 Q2	$81K	Buy	+100,000	New	+$65.7K	﹤0.01%	1590

Other funds holding MACC.WS

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

Ramius Advisors New York $90.9M AUM 7.33% 1-Year Est. Return

Nomura Holdings

Nomura Holdings Tokyo, Japan $12B AUM 34.44% 1-Year Est. Return

Oasis Management Company Grand Cayman, Cayman Islands $846M AUM 32.1% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $574M AUM 6.51% 1-Year Est. Return

CVI Holdings Wilmington, Delaware $116M AUM 5.68% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $9.83B AUM 190.64% 1-Year Est. Return

Fir Tree Capital Management New York $5.03M AUM 3.16% 1-Year Est. Return

Cowen and Company New York $2.9B AUM 105.26% 1-Year Est. Return