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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
126
PUT
Intuitive Surgical
ISRG
$142B
$36.2M 0.12%
132,600
+42,300
+47% +$10.5M
FIS icon
127
PUT
Fidelity National Information Services
FIS
$22.1B
$36.2M 0.12%
255,600
+61,400
+32% +$8.76M
TGT icon
128
PUT
Target
TGT
$69.2B
$35.9M 0.12%
203,600
+10,300
+5% +$1.72M
CI icon
129
PUT
Cigna
CI
$72.4B
$35.7M 0.12%
171,300
+21,500
+14% +$4.22M
GM icon
130
PUT
General Motors
GM
$78.4B
$35.4M 0.12%
849,200
+346,000
+69% +$13.5M
DD icon
131
PUT
DuPont de Nemours
DD
$19.5B
$35.3M 0.12%
396,023
+107,869
+37% +$8.47M
VRTX icon
132
PUT
Vertex Pharmaceuticals
VRTX
$134B
$35.3M 0.12%
149,400
-9,400
-6% -$2.16M
ALGN icon
133
PUT
Align Technology
ALGN
$12.3B
$35.3M 0.12%
66,000
+3,200
+5% +$1.44M
EBAY icon
134
PUT
eBay
EBAY
$47.2B
$35M 0.12%
695,700
+87,800
+14% +$4.48M
VXX icon
135
PUT
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$145M
$34.7M 0.12%
32,300
+31,484
+3,858% +$40.9M
NSC icon
136
PUT
Norfolk Southern
NSC
$75.2B
$34.7M 0.12%
145,900
+33,500
+30% +$7.62M
CME icon
137
PUT
CME Group
CME
$93.2B
$34.2M 0.11%
187,600
-24,400
-12% -$4.15M
CAT icon
138
PUT
Caterpillar
CAT
$388B
$33.9M 0.11%
186,500
+69,100
+59% +$11.7M
PGR icon
139
PUT
Progressive
PGR
$123B
$33.9M 0.11%
342,500
+27,900
+9% +$2.64M
USMV icon
140
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$33.5M 0.11%
+492,989
New +$32.5M
BAC icon
141
CALL
Bank of America
BAC
$448B
$33.5M 0.11%
1,103,600
+287,300
+35% +$7.7M
EW icon
142
PUT
Edwards Lifesciences
EW
$54B
$33.4M 0.11%
366,600
-17,800
-5% -$1.48M
CACC icon
143
PUT
Credit Acceptance
CACC
$5.94B
$33.4M 0.11%
96,600
+49,300
+104% +$16.1M
SLV icon
144
CALL
iShares Silver Trust
SLV
$31.5B
$33.4M 0.11%
1,357,800
+607,800
+81% +$13.8M
TFC icon
145
PUT
Truist Financial
TFC
$63.9B
$33.3M 0.11%
695,100
-25,300
-4% -$1.15M
REGN icon
146
PUT
Regeneron Pharmaceuticals
REGN
$82.1B
$33.2M 0.11%
68,800
+400
+0.6% +$216K
BLDR icon
147
Builders FirstSource
BLDR
$8.08B
$33.2M 0.11%
+814,282
New +$28.8M
ABBV icon
148
CALL
AbbVie
ABBV
$442B
$32.4M 0.11%
302,000
+121,900
+68% +$11.7M
PEP icon
149
CALL
PepsiCo
PEP
$189B
$32.1M 0.11%
216,700
+54,200
+33% +$7.7M
GILD icon
150
PUT
Gilead Sciences
GILD
$168B
$32M 0.11%
548,800
-111,300
-17% -$6.72M
4 5
6
7 8

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.