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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
126
PUT
Gilead Sciences
GILD
$168B
$22.5M 0.15%
355,500
+63,800
+22% +$4.17M
WFC icon
127
CALL
Wells Fargo
WFC
$264B
$22.3M 0.15%
442,400
+157,000
+55% +$7.4M
GE icon
128
CALL
GE Aerospace
GE
$382B
$21.6M 0.15%
484,096
-478,960
-50% -$22.5M
TJX icon
129
PUT
TJX Companies
TJX
$172B
$21.5M 0.15%
386,000
+145,100
+60% +$7.9M
VXX icon
130
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$145M
$21.4M 0.15%
14,089
-5,992
-30% -$9.54M
LRCX icon
131
PUT
Lam Research
LRCX
$390B
$21.2M 0.15%
918,000
+239,000
+35% +$5.02M
CAT icon
132
PUT
Caterpillar
CAT
$388B
$20.9M 0.14%
165,400
-20,000
-11% -$2.54M
ILMN icon
133
PUT
Illumina
ILMN
$29.1B
$20.1M 0.14%
67,951
+14,392
+27% +$4.24M
BAC icon
134
CALL
Bank of America
BAC
$448B
$19.7M 0.14%
676,600
+206,200
+44% +$5.93M
DD icon
135
CALL
DuPont de Nemours
DD
$19.5B
$19.6M 0.13%
219,402
+25,015
+13% +$2.2M
SYK icon
136
PUT
Stryker
SYK
$134B
$19.6M 0.13%
90,400
+20,000
+28% +$4.29M
BIIB icon
137
PUT
Biogen
BIIB
$30.1B
$19.3M 0.13%
83,000
+10,200
+14% +$2.38M
CMCSA icon
138
CALL
Comcast
CMCSA
$91B
$19.2M 0.13%
425,400
+112,900
+36% +$5M
AVGO icon
139
CALL
Broadcom
AVGO
$1.98T
$18.8M 0.13%
682,000
+158,000
+30% +$4.49M
MU icon
140
PUT
Micron Technology
MU
$981B
$18.6M 0.13%
435,200
-18,800
-4% -$850K
DE icon
141
PUT
Deere & Co
DE
$167B
$18.6M 0.13%
110,200
-78,200
-42% -$12.5M
COST icon
142
CALL
Costco
COST
$419B
$18.6M 0.13%
64,500
+20,200
+46% +$5.68M
CVX icon
143
CALL
Chevron
CVX
$386B
$18.6M 0.13%
156,600
+42,700
+37% +$5.19M
VZ icon
144
CALL
Verizon
VZ
$196B
$18.3M 0.13%
303,600
-30,200
-9% -$1.74M
ADP icon
145
PUT
Automatic Data Processing
ADP
$108B
$18.3M 0.13%
113,300
+21,700
+24% +$3.58M
UNH icon
146
CALL
UnitedHealth
UNH
$361B
$18.3M 0.13%
84,000
+24,000
+40% +$5.79M
YUM icon
147
PUT
Yum! Brands
YUM
$39.5B
$18.2M 0.12%
160,200
+80,800
+102% +$9.23M
COP icon
148
PUT
ConocoPhillips
COP
$151B
$18.1M 0.12%
318,300
+39,900
+14% +$2.27M
GM icon
149
PUT
General Motors
GM
$78.4B
$17.9M 0.12%
476,600
+169,600
+55% +$6.52M
CCI icon
150
PUT
Crown Castle
CCI
$31.3B
$17.8M 0.12%
128,100
+23,000
+22% +$3.18M
4 5
6
7 8

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.