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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
+$2.27B
Cap. Flow %
3.8%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Financials 1.14%
2 Communication Services 1.09%
3 Technology 1.02%
4 Industrials 0.5%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
76
PUT
Citigroup
C
$228B
$150M 0.25%
2,480,500
+144,200
+6% +$9.59M
SBUX icon
77
PUT
Starbucks
SBUX
$122B
$149M 0.25%
1,275,300
+163,300
+15% +$18.4M
NUAN
78
DELISTED
Nuance Communications, Inc.
NUAN
$147M 0.25%
2,658,070
-587,028
-18% -$32.4M
MS icon
79
PUT
Morgan Stanley
MS
$338B
$142M 0.24%
1,445,300
+141,100
+11% +$14.1M
LIN icon
80
PUT
Linde
LIN
$226B
$140M 0.23%
403,900
-44,400
-10% -$14.4M
ZTS icon
81
PUT
Zoetis
ZTS
$31.1B
$139M 0.23%
568,100
+65,400
+13% +$14.3M
BA icon
82
PUT
Boeing
BA
$184B
$136M 0.23%
677,600
+115,900
+21% +$24.5M
TGT icon
83
PUT
Target
TGT
$69.2B
$136M 0.23%
588,400
+6,900
+1% +$1.68M
IBM icon
84
PUT
IBM
IBM
$225B
$135M 0.23%
1,010,700
+125,366
+14% +$15.7M
HON icon
85
PUT
Honeywell
HON
$72.9B
$130M 0.22%
662,488
+37,135
+6% +$7.5M
AMT icon
86
PUT
American Tower
AMT
$79B
$130M 0.22%
443,900
-9,100
-2% -$2.49M
BLK icon
87
PUT
Blackrock
BLK
$178B
$126M 0.21%
137,700
+36,600
+36% +$33.4M
CAT icon
88
PUT
Caterpillar
CAT
$388B
$126M 0.21%
608,600
-44,200
-7% -$8.9M
LMT icon
89
PUT
Lockheed Martin
LMT
$138B
$125M 0.21%
350,800
+74,500
+27% +$25.8M
MDT icon
90
PUT
Medtronic
MDT
$116B
$124M 0.21%
1,196,000
+130,200
+12% +$15.1M
AXP icon
91
PUT
American Express
AXP
$230B
$120M 0.2%
736,500
+171,700
+30% +$29.3M
TSLA icon
92
CALL
Tesla
TSLA
$1.31T
$120M 0.2%
341,100
-10,800
-3% -$3.62M
PYPL icon
93
PayPal
PYPL
$50.5B
$120M 0.2%
636,209
+511,912
+412% +$111M
T icon
94
PUT
AT&T
T
$168B
$120M 0.2%
6,455,162
+727,273
+13% +$13.6M
ADI icon
95
PUT
Analog Devices
ADI
$188B
$120M 0.2%
681,600
+126,000
+23% +$22.3M
AMGN icon
96
PUT
Amgen
AMGN
$224B
$117M 0.2%
520,900
+45,900
+10% +$9.69M
VZ icon
97
PUT
Verizon
VZ
$196B
$117M 0.19%
2,242,400
+163,600
+8% +$8.54M
SPGI icon
98
PUT
S&P Global
SPGI
$120B
$116M 0.19%
246,500
+41,900
+20% +$19.2M
META icon
99
CALL
Meta Platforms (Facebook)
META
$1.53T
$116M 0.19%
345,600
-142,400
-29% -$47.3M
RTX icon
100
PUT
RTX Corp
RTX
$302B
$116M 0.19%
1,346,600
+148,700
+12% +$13M
2 3
4
5 6

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.27B of net new capital in Q4 2021, opening 167 new positions and adding to 605 existing holdings. Its largest new stake was Blackrock: 34,875 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.55% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $94.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.