We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$7.84B
AUM Growth
-$1.32B
Cap. Flow
-$1.95B
Cap. Flow %
-24.82%
Top 10 Hldgs %
49.04%
Holding
625
New
123
Increased
82
Reduced
107
Closed
263

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$47.5M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$44.7M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$18.9M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$16.7M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$15.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$333M
2
GLD icon
SPDR Gold Trust
GLD
+$61.9M
3
PG icon
Procter & Gamble
PG
+$35.5M
4
META icon
Meta Platforms (Facebook)
META
+$30.6M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$22.7M

Sector Composition

Rank Sector Weight
1 Technology 2.06%
2 Communication Services 1.5%
3 Consumer Staples 1.05%
4 Financials 0.87%
5 Consumer Discretionary 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
26
CALL
Chevron
CVX
$386B
$55.2M 0.7%
+464,500
New +$54M
GOOG icon
27
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$50.5M 0.64%
1,818,792
-32,774,388
-95% -$954M
TWC
28
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$48.7M 0.62%
355,000
+347,500
+4,633% +$47.5M
BEAM
29
DELISTED
BEAM INC COM STK (DE)
BEAM
$45.8M 0.58%
+550,000
New +$44.7M
MCD icon
30
PUT
McDonald's
MCD
$194B
$45.8M 0.58%
467,100
+420,700
+907% +$40.2M
IBM icon
31
PUT
IBM
IBM
$225B
$44.5M 0.57%
241,835
-63,492
-21% -$11.2M
AMZN icon
32
CALL
Amazon
AMZN
$2.94T
$44.1M 0.56%
2,620,000
-3,012,000
-53% -$55.9M
BIDU icon
33
CALL
Baidu
BIDU
$35.9B
$40.2M 0.51%
264,000
+136,700
+107% +$22.9M
KO icon
34
CALL
Coca-Cola
KO
$372B
$40M 0.51%
1,033,600
+700,600
+210% +$27.1M
CAT icon
35
PUT
Caterpillar
CAT
$388B
$33.8M 0.43%
339,900
+282,900
+496% +$26.7M
PRGO icon
36
CALL
Perrigo
PRGO
$1.78B
$31.8M 0.41%
205,500
-5,000
-2% -$789K
EEM icon
37
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$29.8M 0.38%
727,000
+72,100
+11% +$2.83M
AIG icon
38
American International
AIG
$40.4B
$29.6M 0.38%
592,400
+186,568
+46% +$9.28M
HLF icon
39
CALL
Herbalife
HLF
$1.23B
$28.7M 0.37%
1,003,200
+904,000
+911% +$29.9M
T icon
40
CALL
AT&T
T
$168B
$27.5M 0.35%
1,036,692
-454,794
-30% -$11.4M
FXI icon
41
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$26.4M 0.34%
738,100
+608,200
+468% +$21.3M
PG icon
42
CALL
Procter & Gamble
PG
$338B
$25.5M 0.33%
316,300
-57,200
-15% -$4.51M
CHL
43
PUT
DELISTED
China Mobile Limited
CHL
$25.4M 0.32%
+557,300
New +$26.5M
NFLX icon
44
CALL
Netflix
NFLX
$311B
$23.5M 0.3%
4,669,000
-8,862,000
-65% -$50.8M
T icon
45
PUT
AT&T
T
$168B
$23.1M 0.29%
871,192
-145,508
-14% -$3.65M
MMM icon
46
CALL
3M
MMM
$94.4B
$22.4M 0.29%
197,579
+135,746
+220% +$15.1M
VOD icon
47
CALL
Vodafone
VOD
$36.7B
$22.3M 0.28%
605,300
-583,280
-49% -$22.5M
TWTR
48
PUT
DELISTED
Twitter, Inc.
TWTR
$22.2M 0.28%
475,700
+303,300
+176% +$17.2M
GS icon
49
PUT
Goldman Sachs
GS
$301B
$22M 0.28%
134,500
+80,400
+149% +$13.5M
AGN
50
CALL
DELISTED
Allergan plc
AGN
$21.8M 0.28%
106,100
+63,800
+151% +$12.6M
1
2
3 4 5

Similar funds

CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

Capstone Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Investment Advisors held 625 positions worth $7.84B, down 14% from $9.16B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Capstone Investment Advisors withdrew a net $1.95B in Q1 2014, closing 263 positions and reducing 107 holdings. Its most notable exit was SPDR Gold Trust, an estimated $61.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, down from 5.7% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in BEAM INC COM STK (DE) worth $45.8M.

  • Capstone Investment Advisors's largest Q1 2014 buy was BEAM INC COM STK (DE): 550,000 shares worth $45.8M.
  • Capstone Investment Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $47.5M increase.
  • Capstone Investment Advisors's biggest Q1 2014 reduction was Apple, cutting an estimated $333M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q1 2014, selling an estimated $61.9M.
  • Capstone Investment Advisors's ten largest holdings make up 49% of its $7.84B portfolio in Q1 2014.
  • Capstone Investment Advisors opened 123 new positions and closed 263 in Q1 2014.
  • Capstone Investment Advisors's portfolio value fell 14% quarter-over-quarter to $7.84B.

Based on Capstone Investment Advisors's 13F filing for Q1 2014, filed 14 Apr 2014.