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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
PUT
Southern Company
SO
$106B
| $34.3M | 0.07% |
554,100
+110,000
| +25% | +$7.08M |
|
252
CALL
Micron Technology
MU
$1.05T
| $34.2M | 0.07% |
481,700
+95,100
| +25% | +$7.14M |
|
253
Qualcomm
QCOM
$173B
| $33.7M | 0.07% |
261,412
+247,477
| +1,776% | +$35.1M |
|
254
CALL
AT&T
T
$167B
| $33.6M | 0.07% |
1,646,924
-124,853
| -7% | -$2.62M |
|
|
255
Micron Technology
MU
$1.05T
| $33.4M | 0.07% |
470,967
+349,958
| +289% | +$26.3M |
|
256
CALL
McDonald's
MCD
$193B
| $33.4M | 0.07% |
138,400
+6,600
| +5% | +$1.58M |
|
257
PUT
Illinois Tool Works
ITW
$83.3B
| $32.9M | 0.07% |
159,300
+10,200
| +7% | +$2.3M |
|
258
PUT
Eaton
ETN
$183B
| $32.9M | 0.07% |
220,200
+62,000
| +39% | +$9.91M |
|
259
PUT
Dow Inc
DOW
$22.4B
| $32.8M | 0.06% |
569,000
+77,600
| +16% | +$4.75M |
|
260
Alphabet (Google) Class A
GOOGL
$4.2T
| $32.7M | 0.06% |
244,440
-43,040
| -15% | -$5.86M |
|
261
CALL
iShares China Large-Cap ETF
FXI
$4.21B
| $32.7M | 0.06% |
839,200
-2,806,300
| -77% | -$116M |
|
262
PUT
Emerson Electric
EMR
$92.1B
| $32.5M | 0.06% |
345,100
-22,400
| -6% | -$2.23M |
|
263
PayPal
PYPL
$49.8B
| $32.3M | 0.06% |
+124,297
| New | +$35.3M |
|
264
CALL
Coca-Cola
KO
$371B
| $32.3M | 0.06% |
614,900
-62,700
| -9% | -$3.5M |
|
265
CALL
Caterpillar
CAT
$398B
| $32.2M | 0.06% |
167,700
+79,700
| +91% | +$16.6M |
|
266
CALL
FIVE9
FIVN
$2.35B
| $31.9M | 0.06% |
+200,000
| New | +$36.5M |
|
267
Union Pacific
UNP
$173B
| $31.7M | 0.06% |
161,828
+131,351
| +431% | +$28.4M |
|
268
CALL
Morgan Stanley
MS
$343B
| $31.7M | 0.06% |
325,300
-16,200
| -5% | -$1.61M |
|
269
PUT
Truist Financial
TFC
$63.9B
| $31.6M | 0.06% |
539,000
+31,300
| +6% | +$1.75M |
|
270
CALL
CVS Health
CVS
$120B
| $31.3M | 0.06% |
369,000
+5,500
| +2% | +$461K |
|
271
CALL
Texas Instruments
TXN
$262B
| $31.1M | 0.06% |
162,000
-14,700
| -8% | -$2.8M |
|
272
PUT
Motorola Solutions
MSI
$76.9B
| $31.1M | 0.06% |
133,700
+48,400
| +57% | +$11.2M |
|
273
PUT
PPG Industries
PPG
$25.8B
| $31M | 0.06% |
217,000
+35,300
| +19% | +$5.66M |
|
274
PUT
Kimberly-Clark
KMB
$35.9B
| $31M | 0.06% |
234,000
+83,500
| +55% | +$11.4M |
|
275
iShares Russell 2000 ETF
IWM
$82.1B
| $30.8M | 0.06% |
140,936
+128,406
| +1,025% | +$28.5M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.