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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
-$419M
Cap. Flow %
-0.83%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.25%
2 Technology 2.09%
3 Communication Services 1.07%
4 Industrials 0.84%
5 Healthcare 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
251
PUT
Southern Company
SO
$95.3B
$34.3M 0.07%
554,100
+110,000
+25% +$7.08M
MU icon
252
CALL
Micron Technology
MU
$1.22T
$34.2M 0.07%
481,700
+95,100
+25% +$7.14M
QCOM icon
253
Qualcomm
QCOM
$216B
$33.7M 0.07%
261,412
+247,477
+1,776% +$35.1M
T icon
254
CALL
AT&T
T
$174B
$33.6M 0.07%
1,646,924
-124,853
-7% -$2.62M
MU icon
255
Micron Technology
MU
$1.22T
$33.4M 0.07%
470,967
+349,958
+289% +$26.3M
MCD icon
256
CALL
McDonald's
MCD
$167B
$33.4M 0.07%
138,400
+6,600
+5% +$1.58M
ITW icon
257
PUT
Illinois Tool Works
ITW
$78.1B
$32.9M 0.07%
159,300
+10,200
+7% +$2.3M
ETN icon
258
PUT
Eaton
ETN
$171B
$32.9M 0.07%
220,200
+62,000
+39% +$9.91M
DOW icon
259
PUT
Dow Inc
DOW
$20.2B
$32.8M 0.06%
569,000
+77,600
+16% +$4.75M
GOOGL icon
260
Alphabet (Google) Class A
GOOGL
$4.21T
$32.7M 0.06%
244,440
-43,040
-15% -$5.86M
FXI icon
261
CALL
iShares China Large-Cap ETF
FXI
$4.05B
$32.7M 0.06%
839,200
-2,806,300
-77% -$116M
EMR icon
262
PUT
Emerson Electric
EMR
$88.3B
$32.5M 0.06%
345,100
-22,400
-6% -$2.23M
PYPL icon
263
PayPal
PYPL
$47.1B
$32.3M 0.06%
+124,297
New +$35.3M
KO icon
264
CALL
Coca-Cola
KO
$378B
$32.3M 0.06%
614,900
-62,700
-9% -$3.5M
CAT icon
265
CALL
Caterpillar
CAT
$378B
$32.2M 0.06%
167,700
+79,700
+91% +$16.6M
FIVN icon
266
CALL
FIVE9
FIVN
$2.67B
$31.9M 0.06%
+200,000
New +$36.5M
UNP icon
267
Union Pacific
UNP
$163B
$31.7M 0.06%
161,828
+131,351
+431% +$28.4M
MS icon
268
CALL
Morgan Stanley
MS
$308B
$31.7M 0.06%
325,300
-16,200
-5% -$1.61M
TFC icon
269
PUT
Truist Financial
TFC
$58.2B
$31.6M 0.06%
539,000
+31,300
+6% +$1.75M
CVS icon
270
CALL
CVS Health
CVS
$114B
$31.3M 0.06%
369,000
+5,500
+2% +$461K
TXN icon
271
CALL
Texas Instruments
TXN
$254B
$31.1M 0.06%
162,000
-14,700
-8% -$2.8M
MSI icon
272
PUT
Motorola Solutions
MSI
$75.6B
$31.1M 0.06%
133,700
+48,400
+57% +$11.2M
PPG icon
273
PUT
PPG Industries
PPG
$23.9B
$31M 0.06%
217,000
+35,300
+19% +$5.66M
KMB icon
274
PUT
Kimberly-Clark
KMB
$32.7B
$31M 0.06%
234,000
+83,500
+55% +$11.4M
IWM icon
275
iShares Russell 2000 ETF
IWM
$77.3B
$30.8M 0.06%
140,936
+128,406
+1,025% +$28.5M
9 10
11
12 13

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors's Q3 2021 filing shows 425 new, 941 increased, 307 reduced and 205 closed positions. Its largest new stake was Apple: 453,018 shares worth $64.1M. The largest sale was Slack Technologies, Inc., an estimated $196M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 95% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.