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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+2.91%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$366M
AUM Growth
-$1.41M
Cap. Flow
+$68.2M
Cap. Flow %
18.6%
Top 10 Hldgs %
26.88%
Holding
357
New
141
Increased
81
Reduced
33
Closed
53

Top Buys

Rank Stock Value
1
BVH
Bluegreen Vacations Holding Corporation
BVH
+$6.25M
2
TWX
Time Warner Inc
TWX
+$5.79M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.37M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.34M
5
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$4.28M

Top Sells

Rank Stock Value
1
COVS
Covisint Corporation
COVS
+$7.7M
2
KEM
KEMET Corporation
KEM
+$5.51M
3
GSM icon
FerroAtlántica
GSM
+$2.71M
4
VERI icon
Veritone
VERI
+$2.02M
5
CJ
C&J Energy Services, Inc.
CJ
+$1.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.54%
2 Technology 14.8%
3 Financials 7.35%
4 Industrials 6.18%
5 Consumer Discretionary 4.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
201
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.5B
$362K 0.1%
+7,091
New +$359K
RWR icon
202
State Street SPDR Dow Jones REIT ETF
RWR
$1.82B
$361K 0.1%
+3,906
New +$363K
RTN
203
DELISTED
Raytheon Company
RTN
$358K 0.1%
+1,917
New +$338K
MXI icon
204
iShares Global Materials ETF
MXI
$391M
$356K 0.1%
5,448
– –
EWZ icon
205
iShares MSCI Brazil ETF
EWZ
$8.6B
$352K 0.1%
8,430
+300
+4% +$11.7K
VZ icon
206
Verizon
VZ
$214B
$352K 0.1%
+7,103
New +$334K
UE icon
207
Urban Edge Properties
UE
$2.55B
$348K 0.1%
14,422
-2,101
-13% -$52.1K
XLK icon
208
State Street Technology Select Sector SPDR ETF
XLK
$119B
$345K 0.09%
+11,684
New +$337K
UNP icon
209
Union Pacific
UNP
$169B
$343K 0.09%
+2,956
New +$317K
CAT icon
210
Caterpillar
CAT
$360B
$339K 0.09%
+2,716
New +$313K
NOK icon
211
Nokia
NOK
$55.1B
$337K 0.09%
56,288
-42,504
-43% -$264K
VEA icon
212
Vanguard FTSE Developed Markets ETF
VEA
$234B
$322K 0.09%
+7,407
New +$314K
DOC
213
DELISTED
PHYSICIANS REALTY TRUST
DOC
$313K 0.09%
+17,638
New +$325K
BLV icon
214
Vanguard Long-Term Bond ETF
BLV
$5.62B
$311K 0.08%
+3,313
New +$310K
JNK icon
215
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.78B
$311K 0.08%
+2,781
New +$310K
MRK icon
216
Merck
MRK
$355B
$308K 0.08%
+5,042
New +$306K
PBE icon
217
Invesco Biotechnology & Genome ETF
PBE
$406M
$305K 0.08%
6,102
– –
AEHR icon
218
Aehr Test Systems
AEHR
$2.66B
$303K 0.08%
74,126
-429,712
-85% -$1.54M
VB icon
219
Vanguard Morningstar Small-Cap ETF
VB
$78.5B
$299K 0.08%
+2,119
New +$289K
MFIC icon
220
MidCap Financial Investment
MFIC
$745M
$295K 0.08%
16,069
– –
VNQ icon
221
Vanguard Real Estate ETF
VNQ
$37.2B
$294K 0.08%
+3,539
New +$296K
FXH icon
222
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
$290K 0.08%
+4,304
New +$287K
MDLZ icon
223
Mondelez International
MDLZ
$79.3B
$290K 0.08%
+7,123
New +$302K
CMI icon
224
Cummins
CMI
$74.1B
$288K 0.08%
+1,715
New +$278K
MGNI icon
225
Magnite
MGNI
$3.4B
$288K 0.08%
+74,000
New +$315K
7 8
9
10 11

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CCMI
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CEI
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SWA
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SCP
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DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q3 2017 Portfolio in Review

As of Q3 2017, B. Riley Financial held 357 positions worth $366M, down 0.38% from $368M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Financial deployed $68.2M of net new capital in Q3 2017, opening 141 new positions and adding to 81 existing holdings. Its largest new stake was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.

By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 56% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was FerroAtlántica, an estimated $2.71M trimmed.

  • B. Riley Financial's largest Q3 2017 buy was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.
  • B. Riley Financial added most to Vanguard Morningstar Growth ETF in Q3 2017, an estimated $5.37M increase.
  • B. Riley Financial's biggest Q3 2017 reduction was FerroAtlántica, cutting an estimated $2.71M.
  • B. Riley Financial fully exited Covisint Corporation in Q3 2017, selling an estimated $7.7M.
  • B. Riley Financial's ten largest holdings make up 27% of its $366M portfolio in Q3 2017.
  • B. Riley Financial opened 141 new positions and closed 53 in Q3 2017.
  • B. Riley Financial's portfolio value fell 0.38% quarter-over-quarter to $366M.

Based on B. Riley Financial's 13F filing for Q3 2017, filed 13 Nov 2017.