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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-27.99%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$181M
AUM Growth
-$171M
Cap. Flow
-$81.1M
Cap. Flow %
-44.74%
Top 10 Hldgs %
59.62%
Holding
225
New
31
Increased
30
Reduced
24
Closed
122

Top Buys

Rank Stock Value
1
VATE icon
INNOVATE Corp
VATE
+$12.3M
2
NHLD
National Holdings Corporation
NHLD
+$9.35M
3
LEGH icon
Legacy Housing
LEGH
+$8.59M
4
QMCO icon
Quantum Corp
QMCO
+$7.64M
5
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$7.51M

Top Sells

Rank Stock Value
1
CALL
magicJack VocalTec Ltd
CALL
+$10.4M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.95M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.09M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.1M
5
ANW
Aegean Marine Petroleum Network
ANW
+$6.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.57%
2 Consumer Discretionary 22.07%
3 Industrials 15.59%
4 Financials 9.5%
5 Technology 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCIT icon
176
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68.7B
– –
-41,925
Closed -$3.5M
VCLT icon
177
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.78B
– –
-8,338
Closed -$734K
VCSH icon
178
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.4B
– –
-116,254
Closed -$9.09M
VEU icon
179
Vanguard FTSE All-World ex-US ETF
VEU
$69.1B
– –
-6,612
Closed -$344K
VGK icon
180
Vanguard FTSE Europe ETF
VGK
$30.1B
– –
-8,473
Closed -$476K
VIG icon
181
Vanguard Dividend Appreciation ETF
VIG
$111B
– –
-13,184
Closed -$1.46M
VO icon
182
Vanguard Morningstar Mid-Cap ETF
VO
$105B
– –
-89,428
Closed -$3.67M
VPL icon
183
Vanguard FTSE Pacific ETF
VPL
$8.56B
– –
-11,844
Closed -$842K
VTI icon
184
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
– –
-16,621
Closed -$2.49M
VTIP icon
185
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.5B
– –
-35,921
Closed -$1.74M
VTV icon
186
Vanguard Morningstar Value ETF
VTV
$190B
– –
-2,833
Closed -$314K
VUG icon
187
Vanguard Morningstar Growth ETF
VUG
$224B
– –
-15,468
Closed -$415K
VV icon
188
Vanguard Morningstar Large-Cap ETF
VV
$53.7B
– –
-74,559
Closed -$9.95M
VWO icon
189
Vanguard FTSE Emerging Markets ETF
VWO
$125B
– –
-53,709
Closed -$2.2M
VXUS icon
190
Vanguard Total International Stock ETF
VXUS
$162B
– –
-8,074
Closed -$436K
XLE icon
191
State Street Energy Select Sector SPDR ETF
XLE
$43.3B
– –
-8,756
Closed -$332K
XLY icon
192
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
– –
-5,336
Closed -$313K
AIF
193
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-26,082
Closed -$405K
AFT
194
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-44,973
Closed -$719K
OPGN
195
DELISTED
OpGen, Inc
OPGN
– –
-13
Closed -$102K
NTG
196
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-6,918
Closed -$1.11M
SPLK
197
DELISTED
Splunk Inc
SPLK
– –
-5,000
Closed -$605K
BRMK
198
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-145,000
Closed -$1.43M
FCRD
199
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-21,000
Closed -$169K
TWTR
200
DELISTED
Twitter, Inc.
TWTR
– –
-7,700
Closed -$219K
5 6 7
8
9

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SWA
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SCP
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DCM
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HSA
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SIAG
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B. Riley Financial's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Financial held 225 positions worth $181M, down 49% from $352M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

B. Riley Financial withdrew a net $81.1M in Q4 2018, closing 122 positions and reducing 24 holdings. Its most notable exit was magicJack VocalTec Ltd, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, down from 48% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, B. Riley Financial opened a new position in National Holdings Corporation worth $8.13M.

  • B. Riley Financial's largest Q4 2018 buy was National Holdings Corporation: 3,010,054 shares worth $8.13M.
  • B. Riley Financial added most to INNOVATE Corp in Q4 2018, an estimated $12.3M increase.
  • B. Riley Financial's biggest Q4 2018 reduction was Amyris Inc., cutting an estimated $1.56M.
  • B. Riley Financial fully exited magicJack VocalTec Ltd in Q4 2018, selling an estimated $10.4M.
  • B. Riley Financial's ten largest holdings make up 60% of its $181M portfolio in Q4 2018.
  • B. Riley Financial opened 31 new positions and closed 122 in Q4 2018.
  • B. Riley Financial's portfolio value fell 49% quarter-over-quarter to $181M.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.