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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+2.91%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$366M
AUM Growth
-$1.41M
Cap. Flow
+$68.2M
Cap. Flow %
18.6%
Top 10 Hldgs %
26.88%
Holding
357
New
141
Increased
81
Reduced
33
Closed
53

Top Buys

Rank Stock Value
1
BVH
Bluegreen Vacations Holding Corporation
BVH
+$6.25M
2
TWX
Time Warner Inc
TWX
+$5.79M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.37M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.34M
5
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$4.28M

Top Sells

Rank Stock Value
1
COVS
Covisint Corporation
COVS
+$7.7M
2
KEM
KEMET Corporation
KEM
+$5.51M
3
GSM icon
FerroAtlántica
GSM
+$2.71M
4
VERI icon
Veritone
VERI
+$2.02M
5
CJ
C&J Energy Services, Inc.
CJ
+$1.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.54%
2 Technology 14.8%
3 Financials 7.35%
4 Industrials 6.18%
5 Consumer Discretionary 4.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXC icon
176
DXC Technology
DXC
$1.92B
$436K 0.12%
5,863
+371
+7% +$26.3K
IWO icon
177
iShares Russell 2000 Growth ETF
IWO
$14.1B
$432K 0.12%
2,416
– –
MO icon
178
Altria Group
MO
$117B
$432K 0.12%
+6,804
New +$454K
XOM icon
179
ExxonMobil
XOM
$696B
$429K 0.12%
+5,242
New +$416K
NMFC icon
180
New Mountain Finance
NMFC
$682M
$428K 0.12%
30,000
– –
BA icon
181
Boeing
BA
$166B
$426K 0.12%
+1,678
New +$391K
SPR
182
DELISTED
Spirit AeroSystems
SPR
$426K 0.12%
+5,483
New +$379K
VEU icon
183
Vanguard FTSE All-World ex-US ETF
VEU
$69.1B
$420K 0.11%
7,953
+1,169
+17% +$60.5K
NLST
184
DELISTED
Netlist, Inc.
NLST
$420K 0.11%
571,907
-779,106
-58% -$697K
XLY icon
185
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
$417K 0.11%
9,266
+2,386
+35% +$107K
JKHY icon
186
Jack Henry & Associates
JKHY
$10.8B
$415K 0.11%
+4,041
New +$418K
HD icon
187
Home Depot
HD
$305B
$408K 0.11%
2,495
+1,135
+83% +$174K
XLV icon
188
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$408K 0.11%
+4,986
New +$400K
KBLMU
189
DELISTED
KBL Merger Corp. IV Unit
KBLMU
$408K 0.11%
40,000
– –
MGI
190
PUT
DELISTED
MoneyGram International, Inc. New
MGI
$403K 0.11%
+25,000
New +$404K
AIF
191
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$394K 0.11%
24,333
+685
+3% +$11.1K
GOOG icon
192
Alphabet (Google) Class C
GOOG
$4.18T
$393K 0.11%
+8,200
New +$382K
TER icon
193
Teradyne
TER
$52B
$388K 0.11%
10,404
+500
+5% +$17.3K
CSM icon
194
ProShares Large Cap Core Plus
CSM
$520M
$382K 0.1%
+12,202
New +$373K
FDN icon
195
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.31B
$382K 0.1%
+3,733
New +$370K
DIS icon
196
Walt Disney
DIS
$184B
$375K 0.1%
3,809
+1,319
+53% +$136K
SBUX icon
197
Starbucks
SBUX
$110B
$371K 0.1%
+6,911
New +$383K
HRL icon
198
Hormel Foods
HRL
$11.4B
$367K 0.1%
+11,411
New +$373K
BRCD
199
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$365K 0.1%
+30,573
New +$378K
COST icon
200
Costco
COST
$400B
$363K 0.1%
2,206
+851
+63% +$134K
6 7
8
9 10

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q3 2017 Portfolio in Review

As of Q3 2017, B. Riley Financial held 357 positions worth $366M, down 0.38% from $368M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Financial deployed $68.2M of net new capital in Q3 2017, opening 141 new positions and adding to 81 existing holdings. Its largest new stake was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.

By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 56% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was FerroAtlántica, an estimated $2.71M trimmed.

  • B. Riley Financial's largest Q3 2017 buy was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.
  • B. Riley Financial added most to Vanguard Morningstar Growth ETF in Q3 2017, an estimated $5.37M increase.
  • B. Riley Financial's biggest Q3 2017 reduction was FerroAtlántica, cutting an estimated $2.71M.
  • B. Riley Financial fully exited Covisint Corporation in Q3 2017, selling an estimated $7.7M.
  • B. Riley Financial's ten largest holdings make up 27% of its $366M portfolio in Q3 2017.
  • B. Riley Financial opened 141 new positions and closed 53 in Q3 2017.
  • B. Riley Financial's portfolio value fell 0.38% quarter-over-quarter to $366M.

Based on B. Riley Financial's 13F filing for Q3 2017, filed 13 Nov 2017.