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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+2.91%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$366M
AUM Growth
-$1.41M
Cap. Flow
-$7.62M
Cap. Flow %
-2.08%
Top 10 Hldgs %
26.88%
Holding
357
New
141
Increased
81
Reduced
33
Closed
53

Top Buys

Rank Stock Value
1
BVH
Bluegreen Vacations Holding Corporation
BVH
+$6.25M
2
TWX
Time Warner Inc
TWX
+$5.79M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.37M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.34M
5
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$4.28M

Top Sells

Rank Stock Value
1
COVS
Covisint Corporation
COVS
+$7.7M
2
KEM
KEMET Corporation
KEM
+$5.51M
3
GSM icon
FerroAtlántica
GSM
+$2.71M
4
VERI icon
Veritone
VERI
+$2.02M
5
CJ
C&J Energy Services, Inc.
CJ
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Industrials 6.18%
3 Financials 5.52%
4 Consumer Discretionary 4.15%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXC icon
176
DXC Technology
DXC
$1.82B
$436K 0.12%
5,863
+371
+7% +$26.3K
IWO icon
177
iShares Russell 2000 Growth ETF
IWO
$14.4B
$432K 0.12%
2,416
– –
MO icon
178
Altria Group
MO
$113B
$432K 0.12%
+6,804
New +$454K
XOM icon
179
ExxonMobil
XOM
$651B
$429K 0.12%
+5,242
New +$416K
NMFC icon
180
New Mountain Finance
NMFC
$653M
$428K 0.12%
30,000
– –
BA icon
181
Boeing
BA
$175B
$426K 0.12%
+1,678
New +$391K
SPR
182
DELISTED
Spirit AeroSystems
SPR
$426K 0.12%
+5,483
New +$379K
VEU icon
183
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
$420K 0.11%
7,953
+1,169
+17% +$60.5K
NLST
184
DELISTED
Netlist, Inc.
NLST
$420K 0.11%
571,907
-779,106
-58% -$697K
XLY icon
185
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$417K 0.11%
9,266
+2,386
+35% +$107K
JKHY icon
186
Jack Henry & Associates
JKHY
$11B
$415K 0.11%
+4,041
New +$418K
HD icon
187
Home Depot
HD
$332B
$408K 0.11%
2,495
+1,135
+83% +$174K
XLV icon
188
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$408K 0.11%
+4,986
New +$400K
KBLMU
189
DELISTED
KBL Merger Corp. IV Unit
KBLMU
$408K 0.11%
40,000
– –
MGI
190
PUT
DELISTED
MoneyGram International, Inc. New
MGI
$403K 0.11%
+25,000
New +$404K
AIF
191
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$394K 0.11%
24,333
+685
+3% +$11.1K
GOOG icon
192
Alphabet (Google) Class C
GOOG
$4.08T
$393K 0.11%
+8,200
New +$382K
TER icon
193
Teradyne
TER
$57.2B
$388K 0.11%
10,404
+500
+5% +$17.3K
CSM icon
194
ProShares Large Cap Core Plus
CSM
$514M
$382K 0.1%
+12,202
New +$373K
FDN icon
195
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$382K 0.1%
+3,733
New +$370K
DIS icon
196
Walt Disney
DIS
$167B
$375K 0.1%
3,809
+1,319
+53% +$136K
SBUX icon
197
Starbucks
SBUX
$121B
$371K 0.1%
+6,911
New +$383K
HRL icon
198
Hormel Foods
HRL
$14B
$367K 0.1%
+11,411
New +$373K
BRCD
199
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$365K 0.1%
+30,573
New +$378K
COST icon
200
Costco
COST
$423B
$363K 0.1%
2,206
+851
+63% +$134K
6 7
8
9 10

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2017 Portfolio in Review

As of Q3 2017, B. Riley Financial held 357 positions worth $366M, down 0.38% from $368M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Financial's Q3 2017 filing shows 141 new, 81 increased, 33 reduced and 53 closed positions. Its largest new stake was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M. The largest sale was Covisint Corporation, an estimated $7.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 10% a quarter earlier, followed by Industrials and Financials.

  • B. Riley Financial's largest Q3 2017 buy was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.
  • B. Riley Financial added most to Vanguard Morningstar Growth ETF in Q3 2017, an estimated $5.37M increase.
  • B. Riley Financial's biggest Q3 2017 reduction was FerroAtlántica, cutting an estimated $2.71M.
  • B. Riley Financial fully exited Covisint Corporation in Q3 2017, selling an estimated $7.7M.
  • B. Riley Financial's ten largest holdings make up 27% of its $366M portfolio in Q3 2017.
  • B. Riley Financial opened 141 new positions and closed 53 in Q3 2017.
  • B. Riley Financial's portfolio value fell 0.38% quarter-over-quarter to $366M.

Based on B. Riley Financial's 13F filing for Q3 2017, filed 13 Nov 2017.