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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-27.99%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$181M
AUM Growth
-$171M
Cap. Flow
-$81.1M
Cap. Flow %
-44.74%
Top 10 Hldgs %
59.62%
Holding
225
New
31
Increased
30
Reduced
24
Closed
122

Top Buys

Rank Stock Value
1
VATE icon
INNOVATE Corp
VATE
+$12.3M
2
NHLD
National Holdings Corporation
NHLD
+$9.35M
3
LEGH icon
Legacy Housing
LEGH
+$8.59M
4
QMCO icon
Quantum Corp
QMCO
+$7.64M
5
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$7.51M

Top Sells

Rank Stock Value
1
CALL
magicJack VocalTec Ltd
CALL
+$10.4M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.95M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.09M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.1M
5
ANW
Aegean Marine Petroleum Network
ANW
+$6.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.57%
2 Consumer Discretionary 22.07%
3 Industrials 15.59%
4 Financials 9.5%
5 Technology 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTH icon
151
Meritage Homes
MTH
$4.29B
– –
-21,632
Closed -$432K
MUB icon
152
iShares National Muni Bond ETF
MUB
$44.5B
– –
-10,108
Closed -$1.09M
MXI icon
153
iShares Global Materials ETF
MXI
$391M
– –
-4,754
Closed -$320K
NBB icon
154
Nuveen Taxable Municipal Income Fund
NBB
$432M
– –
-21,647
Closed -$433K
NMFC icon
155
New Mountain Finance
NMFC
$682M
– –
-30,000
Closed -$405K
NYF icon
156
iShares New York Muni Bond ETF
NYF
$1.43B
– –
-26,809
Closed -$1.46M
OLP
157
One Liberty Properties
OLP
$505M
– –
-15,482
Closed -$430K
ON icon
158
ON Semiconductor
ON
$28.5B
– –
-14,600
Closed -$269K
PBE icon
159
Invesco Biotechnology & Genome ETF
PBE
$406M
– –
-6,982
Closed -$415K
PFE icon
160
Pfizer
PFE
$157B
– –
-5,428
Closed -$227K
PFLT icon
161
PennantPark Floating Rate Capital
PFLT
$697M
– –
-186,236
Closed -$2.45M
PGX icon
162
Invesco Preferred ETF
PGX
$3.65B
– –
-68,085
Closed -$975K
PLUR icon
163
Pluri
PLUR
$14.4M
– –
-3,080
Closed -$320K
PNNT
164
Pennant Park Investment Corp
PNNT
$228M
– –
-417,534
Closed -$3.12M
QQQ icon
165
Invesco QQQ Trust
QQQ
$474B
– –
-7,577
Closed -$1.41M
RIGL icon
166
Rigel Pharmaceuticals
RIGL
$829M
– –
-47,334
Closed -$1.52M
SIGA icon
167
SIGA Technologies
SIGA
$214M
– –
-21,709
Closed -$150K
SNAP icon
168
Snap
SNAP
$9.86B
– –
-27,314
Closed -$232K
SPY icon
169
State Street SPDR S&P 500 ETF Trust
SPY
$799B
– –
-6,734
Closed -$1.96M
SPY icon
170
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$799B
– –
-45,000
Closed -$13.1M
SRTS icon
171
Sensus Healthcare
SRTS
$50.7M
– –
-20,000
Closed -$168K
NSLR
172
Neostellar Capital Corp
NSLR
$209M
– –
-17,393
Closed -$101K
STC icon
173
Stewart Information Services
STC
$2.01B
– –
-7,124
Closed -$321K
UPBD icon
174
Upbound Group
UPBD
$1.03B
– –
-55,798
Closed -$802K
USMV icon
175
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
– –
-15,325
Closed -$874K
5 6
7
8 9

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BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
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CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Financial held 225 positions worth $181M, down 49% from $352M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

B. Riley Financial withdrew a net $81.1M in Q4 2018, closing 122 positions and reducing 24 holdings. Its most notable exit was magicJack VocalTec Ltd, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, down from 48% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, B. Riley Financial opened a new position in National Holdings Corporation worth $8.13M.

  • B. Riley Financial's largest Q4 2018 buy was National Holdings Corporation: 3,010,054 shares worth $8.13M.
  • B. Riley Financial added most to INNOVATE Corp in Q4 2018, an estimated $12.3M increase.
  • B. Riley Financial's biggest Q4 2018 reduction was Amyris Inc., cutting an estimated $1.56M.
  • B. Riley Financial fully exited magicJack VocalTec Ltd in Q4 2018, selling an estimated $10.4M.
  • B. Riley Financial's ten largest holdings make up 60% of its $181M portfolio in Q4 2018.
  • B. Riley Financial opened 31 new positions and closed 122 in Q4 2018.
  • B. Riley Financial's portfolio value fell 49% quarter-over-quarter to $181M.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.