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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-27.99%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$181M
AUM Growth
-$171M
Cap. Flow
-$81.1M
Cap. Flow %
-44.74%
Top 10 Hldgs %
59.62%
Holding
225
New
31
Increased
30
Reduced
24
Closed
122

Top Buys

Rank Stock Value
1
VATE icon
INNOVATE Corp
VATE
+$12.3M
2
NHLD
National Holdings Corporation
NHLD
+$9.35M
3
LEGH icon
Legacy Housing
LEGH
+$8.59M
4
QMCO icon
Quantum Corp
QMCO
+$7.64M
5
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$7.51M

Top Sells

Rank Stock Value
1
CALL
magicJack VocalTec Ltd
CALL
+$10.4M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.95M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.09M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.1M
5
ANW
Aegean Marine Petroleum Network
ANW
+$6.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.57%
2 Consumer Discretionary 22.07%
3 Industrials 15.59%
4 Financials 9.5%
5 Technology 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSM icon
126
FerroAtlántica
GSM
$809M
– –
-372,893
Closed -$3.05M
HD icon
127
Home Depot
HD
$305B
– –
-1,360
Closed -$282K
HOFV
128
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
– –
-8,074
Closed -$1.23M
HPE icon
129
Hewlett Packard
HPE
$74.2B
– –
-12,982
Closed -$212K
HPQ icon
130
HP
HPQ
$30.5B
– –
-67,048
Closed -$1.73M
IBB icon
131
iShares Biotechnology ETF
IBB
$10.3B
– –
-6,355
Closed -$775K
IDV icon
132
iShares International Select Dividend ETF
IDV
$8.61B
– –
-58,967
Closed -$1.92M
IEFA icon
133
iShares Core MSCI EAFE ETF
IEFA
$193B
– –
-10,157
Closed -$651K
IGSB icon
134
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
– –
-32,836
Closed -$1.7M
IJH icon
135
iShares Core S&P Mid-Cap ETF
IJH
$122B
– –
-13,080
Closed -$527K
ILF icon
136
iShares Latin America 40 ETF
ILF
$3.92B
– –
-7,612
Closed -$239K
IWF icon
137
iShares Russell 1000 Growth ETF
IWF
$123B
– –
-7,860
Closed -$307K
IWM icon
138
PUT
iShares Russell 2000 ETF
IWM
$76.9B
– –
-300,000
Closed -$50.6M
IWO icon
139
iShares Russell 2000 Growth ETF
IWO
$14.1B
– –
-2,116
Closed -$455K
IWR icon
140
iShares Russell Mid-Cap ETF
IWR
$55.4B
– –
-62,052
Closed -$3.42M
JILL icon
141
J. Jill
JILL
$351M
– –
-4,764
Closed -$124K
JLS icon
142
Nuveen Mortgage and Income Fund
JLS
$89.8M
– –
-9,083
Closed -$218K
LDP icon
143
Cohen & Steers Duration Preferred & Income Fund
LDP
$569M
– –
-34,262
Closed -$816K
LDUR icon
144
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.34B
– –
-26,764
Closed -$2.67M
LQD icon
145
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
– –
-8,178
Closed -$940K
META icon
146
Meta Platforms (Facebook)
META
$1.71T
– –
-3,191
Closed -$525K
MFIC icon
147
MidCap Financial Investment
MFIC
$745M
– –
-16,002
Closed -$261K
MINT icon
148
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
– –
-69,857
Closed -$7.1M
MRAM icon
149
Everspin Technologies
MRAM
$353M
– –
-40,000
Closed -$307K
MSFT icon
150
Microsoft
MSFT
$3.69T
– –
-36,438
Closed -$4.17M
4 5
6
7 8

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BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
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CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
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SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Financial held 225 positions worth $181M, down 49% from $352M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

B. Riley Financial withdrew a net $81.1M in Q4 2018, closing 122 positions and reducing 24 holdings. Its most notable exit was magicJack VocalTec Ltd, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, down from 48% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, B. Riley Financial opened a new position in National Holdings Corporation worth $8.13M.

  • B. Riley Financial's largest Q4 2018 buy was National Holdings Corporation: 3,010,054 shares worth $8.13M.
  • B. Riley Financial added most to INNOVATE Corp in Q4 2018, an estimated $12.3M increase.
  • B. Riley Financial's biggest Q4 2018 reduction was Amyris Inc., cutting an estimated $1.56M.
  • B. Riley Financial fully exited magicJack VocalTec Ltd in Q4 2018, selling an estimated $10.4M.
  • B. Riley Financial's ten largest holdings make up 60% of its $181M portfolio in Q4 2018.
  • B. Riley Financial opened 31 new positions and closed 122 in Q4 2018.
  • B. Riley Financial's portfolio value fell 49% quarter-over-quarter to $181M.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.