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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-27.99%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$181M
AUM Growth
-$171M
Cap. Flow
-$81.1M
Cap. Flow %
-44.74%
Top 10 Hldgs %
59.62%
Holding
225
New
31
Increased
30
Reduced
24
Closed
122

Top Buys

Rank Stock Value
1
VATE icon
INNOVATE Corp
VATE
+$12.3M
2
NHLD
National Holdings Corporation
NHLD
+$9.35M
3
LEGH icon
Legacy Housing
LEGH
+$8.59M
4
QMCO icon
Quantum Corp
QMCO
+$7.64M
5
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$7.51M

Top Sells

Rank Stock Value
1
CALL
magicJack VocalTec Ltd
CALL
+$10.4M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.95M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.09M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.1M
5
ANW
Aegean Marine Petroleum Network
ANW
+$6.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.57%
2 Consumer Discretionary 22.07%
3 Industrials 15.59%
4 Financials 9.5%
5 Technology 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRMM
101
Forum Markets
FRMM
$59.8M
– –
-11
Closed -$404K
BRK.A icon
102
Berkshire Hathaway Class A
BRK.A
$1.1T
– –
-1
Closed -$320K
BRK.B icon
103
Berkshire Hathaway Class B
BRK.B
$1.11T
– –
-2,600
Closed -$557K
BRT
104
BRT Apartments
BRT
$266M
– –
-56,616
Closed -$682K
BSL
105
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$168M
– –
-10,000
Closed -$180K
CMF icon
106
iShares California Muni Bond ETF
CMF
$4.54B
– –
-6,382
Closed -$370K
COST icon
107
Costco
COST
$400B
– –
-1,335
Closed -$314K
CVX icon
108
Chevron
CVX
$427B
– –
-25,054
Closed -$3.06M
DIA icon
109
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.4B
– –
-2,037
Closed -$539K
DIS icon
110
Walt Disney
DIS
$184B
– –
-2,298
Closed -$269K
DNL icon
111
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$474M
– –
-50,372
Closed -$1.44M
DSL
112
DoubleLine Income Solutions Fund
DSL
$1.17B
– –
-80,683
Closed -$1.63M
DVY icon
113
iShares Select Dividend ETF
DVY
$23.4B
– –
-9,204
Closed -$918K
ECC
114
Eagle Point Credit Company
ECC
$485M
– –
-55,809
Closed -$999K
EEM icon
115
iShares MSCI Emerging Markets ETF
EEM
$30.6B
– –
-8,427
Closed -$362K
EFA icon
116
iShares MSCI EAFE ETF
EFA
$77.9B
– –
-20,264
Closed -$1.38M
EFAV icon
117
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.45B
– –
-7,527
Closed -$548K
EMB icon
118
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.2B
– –
-8,160
Closed -$880K
ESI icon
119
Element Solutions
ESI
$7.75B
– –
-60,000
Closed -$748K
EWZ icon
120
iShares MSCI Brazil ETF
EWZ
$8.6B
– –
-7,640
Closed -$258K
EXTR icon
121
Extreme Networks
EXTR
$2.88B
– –
-75,000
Closed -$411K
FLOT icon
122
iShares Floating Rate Bond ETF
FLOT
$10.8B
– –
-46,336
Closed -$2.36M
GEN icon
123
Gen Digital
GEN
$18.7B
– –
-10,000
Closed -$213K
GNR icon
124
State Street SPDR S&P Global Natural Resources ETF
GNR
$5.25B
– –
-18,552
Closed -$938K
GOOG icon
125
Alphabet (Google) Class C
GOOG
$4.18T
– –
-3,500
Closed -$209K
3 4
5
6 7

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CCMI
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CEI
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SWA
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SCP
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DCM
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HSA
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SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Financial held 225 positions worth $181M, down 49% from $352M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

B. Riley Financial withdrew a net $81.1M in Q4 2018, closing 122 positions and reducing 24 holdings. Its most notable exit was magicJack VocalTec Ltd, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, down from 48% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, B. Riley Financial opened a new position in National Holdings Corporation worth $8.13M.

  • B. Riley Financial's largest Q4 2018 buy was National Holdings Corporation: 3,010,054 shares worth $8.13M.
  • B. Riley Financial added most to INNOVATE Corp in Q4 2018, an estimated $12.3M increase.
  • B. Riley Financial's biggest Q4 2018 reduction was Amyris Inc., cutting an estimated $1.56M.
  • B. Riley Financial fully exited magicJack VocalTec Ltd in Q4 2018, selling an estimated $10.4M.
  • B. Riley Financial's ten largest holdings make up 60% of its $181M portfolio in Q4 2018.
  • B. Riley Financial opened 31 new positions and closed 122 in Q4 2018.
  • B. Riley Financial's portfolio value fell 49% quarter-over-quarter to $181M.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.