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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+2.91%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$366M
AUM Growth
-$1.41M
Cap. Flow
+$68.2M
Cap. Flow %
18.6%
Top 10 Hldgs %
26.88%
Holding
357
New
141
Increased
81
Reduced
33
Closed
53

Top Buys

Rank Stock Value
1
BVH
Bluegreen Vacations Holding Corporation
BVH
+$6.25M
2
TWX
Time Warner Inc
TWX
+$5.79M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.37M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.34M
5
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$4.28M

Top Sells

Rank Stock Value
1
COVS
Covisint Corporation
COVS
+$7.7M
2
KEM
KEMET Corporation
KEM
+$5.51M
3
GSM icon
FerroAtlántica
GSM
+$2.71M
4
VERI icon
Veritone
VERI
+$2.02M
5
CJ
C&J Energy Services, Inc.
CJ
+$1.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.54%
2 Technology 14.8%
3 Financials 7.35%
4 Industrials 6.18%
5 Consumer Discretionary 4.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
101
iShares S&P 500 Growth ETF
IVW
$75.6B
$935K 0.26%
+26,080
New +$919K
GNR icon
102
State Street SPDR S&P Global Natural Resources ETF
GNR
$5.25B
$918K 0.25%
19,968
+129
+0.7% +$5.69K
FXL icon
103
First Trust Technology AlphaDEX Fund
FXL
$2.72B
$915K 0.25%
+19,084
New +$874K
NGHC
104
DELISTED
National General Holdings Corp
NGHC
$910K 0.25%
+47,600
New +$908K
GCP
105
DELISTED
GCP Applied Technologies Inc.
GCP
$908K 0.25%
+29,585
New +$885K
NTG
106
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$873K 0.24%
4,819
+203
+4% +$37.5K
BERY
107
PUT
DELISTED
Berry Global Group, Inc.
BERY
$850K 0.23%
+16,335
New +$854K
MON
108
DELISTED
Monsanto Co
MON
$846K 0.23%
+7,062
New +$831K
IJR icon
109
iShares Core S&P Small-Cap ETF
IJR
$106B
$836K 0.23%
11,261
+7,839
+229% +$549K
HPE icon
110
Hewlett Packard
HPE
$74.2B
$818K 0.22%
55,565
-15,732
-22% -$215K
HLF icon
111
PUT
Herbalife
HLF
$1.25B
$814K 0.22%
+24,000
New +$821K
EEM icon
112
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$813K 0.22%
18,126
+9,078
+100% +$400K
VCLT icon
113
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.78B
$790K 0.22%
8,391
-5
-0.1% -$468
GSL icon
114
Global Ship Lease
GSL
$1.64B
$767K 0.21%
+61,014
New +$595K
JCO
115
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$763K 0.21%
+77,425
New +$774K
FEM icon
116
First Trust Emerging Markets AlphaDEX Fund
FEM
$812M
$762K 0.21%
+27,856
New +$724K
PGX icon
117
Invesco Preferred ETF
PGX
$3.65B
$758K 0.21%
50,425
+9,898
+24% +$149K
AFT
118
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$753K 0.21%
44,973
+2,955
+7% +$49.7K
SQNS
119
Sequans Communications SA
SQNS
$43.8M
$752K 0.21%
2,394
-146
-6% -$46.8K
LDP icon
120
Cohen & Steers Duration Preferred & Income Fund
LDP
$569M
$750K 0.2%
28,006
– –
GMZ
121
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$740K 0.2%
11,335
+286
+3% +$18.8K
AMLP icon
122
Alerian MLP ETF
AMLP
$13.4B
$733K 0.2%
13,082
+7,798
+148% +$446K
XLF icon
123
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
$730K 0.2%
+28,224
New +$704K
BRK.B icon
124
Berkshire Hathaway Class B
BRK.B
$1.11T
$726K 0.2%
3,963
+1,163
+42% +$206K
EWX icon
125
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$659M
$723K 0.2%
+14,598
New +$712K
3 4
5
6 7

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q3 2017 Portfolio in Review

As of Q3 2017, B. Riley Financial held 357 positions worth $366M, down 0.38% from $368M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Financial deployed $68.2M of net new capital in Q3 2017, opening 141 new positions and adding to 81 existing holdings. Its largest new stake was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.

By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 56% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was FerroAtlántica, an estimated $2.71M trimmed.

  • B. Riley Financial's largest Q3 2017 buy was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.
  • B. Riley Financial added most to Vanguard Morningstar Growth ETF in Q3 2017, an estimated $5.37M increase.
  • B. Riley Financial's biggest Q3 2017 reduction was FerroAtlántica, cutting an estimated $2.71M.
  • B. Riley Financial fully exited Covisint Corporation in Q3 2017, selling an estimated $7.7M.
  • B. Riley Financial's ten largest holdings make up 27% of its $366M portfolio in Q3 2017.
  • B. Riley Financial opened 141 new positions and closed 53 in Q3 2017.
  • B. Riley Financial's portfolio value fell 0.38% quarter-over-quarter to $366M.

Based on B. Riley Financial's 13F filing for Q3 2017, filed 13 Nov 2017.