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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-27.99%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$181M
AUM Growth
-$171M
Cap. Flow
-$81.1M
Cap. Flow %
-44.74%
Top 10 Hldgs %
59.62%
Holding
225
New
31
Increased
30
Reduced
24
Closed
122

Top Buys

Rank Stock Value
1
VATE icon
INNOVATE Corp
VATE
+$12.3M
2
NHLD
National Holdings Corporation
NHLD
+$9.35M
3
LEGH icon
Legacy Housing
LEGH
+$8.59M
4
QMCO icon
Quantum Corp
QMCO
+$7.64M
5
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$7.51M

Top Sells

Rank Stock Value
1
CALL
magicJack VocalTec Ltd
CALL
+$10.4M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.95M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.09M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.1M
5
ANW
Aegean Marine Petroleum Network
ANW
+$6.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.57%
2 Consumer Discretionary 22.07%
3 Industrials 15.59%
4 Financials 9.5%
5 Technology 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWPH
76
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$243K 0.13%
+2,500
New +$328K
EGIO
77
DELISTED
Edgio, Inc. Common Stock
EGIO
$240K 0.13%
2,563
-9,128
-78% -$1.34M
BC icon
78
Brunswick
BC
$4.46B
$232K 0.13%
+5,000
New +$267K
SPPI
79
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$222K 0.12%
25,360
+623
+3% +$7.93K
EBMT icon
80
Eagle Bancorp Montana
EBMT
$180M
$216K 0.12%
+13,090
New +$223K
MXWL
81
DELISTED
Maxwell Technologies Inc
MXWL
$207K 0.11%
100,000
+30,000
+43% +$81.2K
IMMR icon
82
Immersion
IMMR
$237M
$170K 0.09%
+19,000
New +$178K
PRTS icon
83
CarParts.com
PRTS
$70M
$168K 0.09%
+18,507
New +$232K
SNCR
84
DELISTED
Synchronoss Technologies
SNCR
$154K 0.09%
+2,778
New +$153K
HFFG icon
85
HF Foods Group
HFFG
$92.3M
$146K 0.08%
11,000
– –
FSK icon
86
FS KKR Capital
FSK
$3.32B
$130K 0.07%
+6,250
New +$156K
SEAC
87
DELISTED
Seachange International Inc
SEAC
$107K 0.06%
4,250
+2,350
+124% +$75K
GCVRZ
88
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$101K 0.06%
211,405
+11,388
+6% +$5.66K
FTK icon
89
Flotek Industries
FTK
$977M
$82K 0.05%
12,500
– –
ESES
90
DELISTED
Eco-Stim Energy Solutions Inc. Common Stock
ESES
$71K 0.04%
+1,093,129
New +$173K
FRAN
91
DELISTED
Francesca's Holdings Corporation
FRAN
$19K 0.01%
1,667
– –
AAPL icon
92
Apple
AAPL
$4.84T
– –
-36,824
Closed -$2.08M
ACWV icon
93
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
– –
-15,451
Closed -$1.36M
ACWX icon
94
iShares MSCI ACWI ex US ETF
ACWX
$12.3B
– –
-9,614
Closed -$458K
ADEA icon
95
Adeia
ADEA
$2.75B
– –
-98,201
Closed -$386K
AM icon
96
Antero Midstream
AM
$10.1B
– –
-25,000
Closed -$423K
AMZN icon
97
Amazon
AMZN
$2.68T
– –
-2,160
Closed -$216K
APPS icon
98
Digital Turbine
APPS
$1.38B
– –
-65,850
Closed -$82K
ARCC icon
99
Ares Capital
ARCC
$13.9B
– –
-76,833
Closed -$1.32M
ARDC
100
Are Dynamic Credit Allocation Fund
ARDC
$289M
– –
-14,489
Closed -$225K
2 3
4
5 6

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BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Financial held 225 positions worth $181M, down 49% from $352M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

B. Riley Financial withdrew a net $81.1M in Q4 2018, closing 122 positions and reducing 24 holdings. Its most notable exit was magicJack VocalTec Ltd, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, down from 48% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, B. Riley Financial opened a new position in National Holdings Corporation worth $8.13M.

  • B. Riley Financial's largest Q4 2018 buy was National Holdings Corporation: 3,010,054 shares worth $8.13M.
  • B. Riley Financial added most to INNOVATE Corp in Q4 2018, an estimated $12.3M increase.
  • B. Riley Financial's biggest Q4 2018 reduction was Amyris Inc., cutting an estimated $1.56M.
  • B. Riley Financial fully exited magicJack VocalTec Ltd in Q4 2018, selling an estimated $10.4M.
  • B. Riley Financial's ten largest holdings make up 60% of its $181M portfolio in Q4 2018.
  • B. Riley Financial opened 31 new positions and closed 122 in Q4 2018.
  • B. Riley Financial's portfolio value fell 49% quarter-over-quarter to $181M.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.