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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+2.91%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$366M
AUM Growth
-$1.41M
Cap. Flow
+$68.2M
Cap. Flow %
18.6%
Top 10 Hldgs %
26.88%
Holding
357
New
141
Increased
81
Reduced
33
Closed
53

Top Buys

Rank Stock Value
1
BVH
Bluegreen Vacations Holding Corporation
BVH
+$6.25M
2
TWX
Time Warner Inc
TWX
+$5.79M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.37M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.34M
5
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$4.28M

Top Sells

Rank Stock Value
1
COVS
Covisint Corporation
COVS
+$7.7M
2
KEM
KEMET Corporation
KEM
+$5.51M
3
GSM icon
FerroAtlántica
GSM
+$2.71M
4
VERI icon
Veritone
VERI
+$2.02M
5
CJ
C&J Energy Services, Inc.
CJ
+$1.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.54%
2 Technology 14.8%
3 Financials 7.35%
4 Industrials 6.18%
5 Consumer Discretionary 4.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
76
Ares Capital
ARCC
$13.9B
$1.29M 0.35%
78,448
+1,715
+2% +$27.8K
TNXP icon
77
Tonix Pharmaceuticals
TNXP
$199M
– –
0
– –
SANW
78
DELISTED
S&W Seed Co
SANW
$1.27M 0.35%
20,957
+12,638
+152% +$832K
STMP
79
DELISTED
Stamps.com, Inc.
STMP
$1.26M 0.34%
6,265
+2,514
+67% +$461K
QQQ icon
80
Invesco QQQ Trust
QQQ
$474B
$1.25M 0.34%
8,574
+466
+6% +$66.8K
NTCT icon
81
NETSCOUT
NTCT
$2.79B
$1.24M 0.34%
38,196
+20,693
+118% +$690K
SWKS icon
82
Skyworks Solutions
SWKS
$13.5B
$1.24M 0.34%
12,272
+6,172
+101% +$640K
KTOS icon
83
Kratos Defense & Security Solutions
KTOS
$8.94B
$1.24M 0.34%
94,544
+43,822
+86% +$539K
PRMW
84
DELISTED
Primo Water Corporation
PRMW
$1.23M 0.34%
105,920
+21,545
+26% +$261K
IMMR icon
85
Immersion
IMMR
$237M
$1.21M 0.33%
147,453
+64,013
+77% +$501K
ACWV icon
86
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
$1.18M 0.32%
14,523
+254
+2% +$20.5K
MUB icon
87
iShares National Muni Bond ETF
MUB
$44.5B
$1.18M 0.32%
10,646
+1,888
+22% +$209K
TRUE
88
DELISTED
TrueCar
TRUE
$1.17M 0.32%
77,351
+43,256
+127% +$773K
TIVO
89
DELISTED
Tivo Inc
TIVO
$1.17M 0.32%
59,861
+25,840
+76% +$483K
BIV icon
90
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
$1.11M 0.3%
+13,132
New +$1.12M
MDY icon
91
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.9B
$1.07M 0.29%
+3,293
New +$1.05M
USMV icon
92
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$1.07M 0.29%
21,269
– –
IWP icon
93
iShares Russell Mid-Cap Growth ETF
IWP
$19B
$1.05M 0.29%
+18,550
New +$1.02M
NVDA icon
94
NVIDIA
NVDA
$5.12T
$1.03M 0.28%
+230,640
New +$959K
DVY icon
95
iShares Select Dividend ETF
DVY
$23.4B
$1M 0.27%
10,685
-408
-4% -$37.7K
ORGO icon
96
Organogenesis Holdings
ORGO
$188M
$1M 0.27%
100,000
– –
NRP icon
97
CALL
Natural Resource Partners
NRP
$1.47B
$990K 0.27%
+40,000
New +$1.05M
IMXI icon
98
International Money Express
IMXI
$417M
$980K 0.27%
100,000
– –
USWS
99
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$971K 0.27%
4,762
– –
BRT
100
BRT Apartments
BRT
$266M
$939K 0.26%
87,631
+5,119
+6% +$42.9K
2 3
4
5 6

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q3 2017 Portfolio in Review

As of Q3 2017, B. Riley Financial held 357 positions worth $366M, down 0.38% from $368M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Financial deployed $68.2M of net new capital in Q3 2017, opening 141 new positions and adding to 81 existing holdings. Its largest new stake was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.

By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 56% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was FerroAtlántica, an estimated $2.71M trimmed.

  • B. Riley Financial's largest Q3 2017 buy was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.
  • B. Riley Financial added most to Vanguard Morningstar Growth ETF in Q3 2017, an estimated $5.37M increase.
  • B. Riley Financial's biggest Q3 2017 reduction was FerroAtlántica, cutting an estimated $2.71M.
  • B. Riley Financial fully exited Covisint Corporation in Q3 2017, selling an estimated $7.7M.
  • B. Riley Financial's ten largest holdings make up 27% of its $366M portfolio in Q3 2017.
  • B. Riley Financial opened 141 new positions and closed 53 in Q3 2017.
  • B. Riley Financial's portfolio value fell 0.38% quarter-over-quarter to $366M.

Based on B. Riley Financial's 13F filing for Q3 2017, filed 13 Nov 2017.