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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+2.91%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$366M
AUM Growth
-$1.41M
Cap. Flow
-$7.62M
Cap. Flow %
-2.08%
Top 10 Hldgs %
26.88%
Holding
357
New
141
Increased
81
Reduced
33
Closed
53

Top Buys

Rank Stock Value
1
BVH
Bluegreen Vacations Holding Corporation
BVH
+$6.25M
2
TWX
Time Warner Inc
TWX
+$5.79M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.37M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.34M
5
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$4.28M

Top Sells

Rank Stock Value
1
COVS
Covisint Corporation
COVS
+$7.7M
2
KEM
KEMET Corporation
KEM
+$5.51M
3
GSM icon
FerroAtlántica
GSM
+$2.71M
4
VERI icon
Veritone
VERI
+$2.02M
5
CJ
C&J Energy Services, Inc.
CJ
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Industrials 6.18%
3 Financials 5.52%
4 Consumer Discretionary 4.15%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDV icon
51
iShares International Select Dividend ETF
IDV
$8.46B
$1.8M 0.49%
53,431
-1,625
-3% -$54.3K
HOG icon
52
PUT
Harley-Davidson
HOG
$2.59B
$1.69M 0.46%
+35,000
New +$1.7M
PEY icon
53
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.14B
$1.64M 0.45%
+95,486
New +$1.61M
FDL icon
54
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
$1.63M 0.45%
+56,261
New +$1.6M
NYF icon
55
iShares New York Muni Bond ETF
NYF
$1.38B
$1.63M 0.44%
29,024
+2,132
+8% +$119K
IWY icon
56
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$1.59M 0.43%
+23,400
New +$1.56M
VIG icon
57
Vanguard Dividend Appreciation ETF
VIG
$112B
$1.57M 0.43%
16,570
+387
+2% +$36.1K
ON icon
58
ON Semiconductor
ON
$32.6B
$1.54M 0.42%
83,598
+28,287
+51% +$455K
RLH
59
DELISTED
Red Lions Hotel Corporation
RLH
$1.52M 0.41%
+176,244
New +$1.29M
VRRM icon
60
Verra Mobility
VRRM
$781M
$1.5M 0.41%
150,000
– –
META icon
61
Meta Platforms (Facebook)
META
$1.37T
$1.48M 0.4%
8,679
+5,135
+145% +$857K
EMB icon
62
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.48M 0.4%
12,688
+2,789
+28% +$322K
AMZN icon
63
Amazon
AMZN
$2.53T
$1.47M 0.4%
+30,520
New +$1.5M
CAMP
64
DELISTED
CalAmp Corp.
CAMP
$1.46M 0.4%
2,969
+1,572
+113% +$694K
RICE
65
DELISTED
Rice Energy Inc.
RICE
$1.44M 0.39%
+49,571
New +$1.35M
ACTG icon
66
Acacia Research
ACTG
$426M
$1.43M 0.39%
+313,800
New +$1.17M
BV
67
DELISTED
Bazaarvoice, Inc.
BV
$1.41M 0.39%
278,095
+145,177
+109% +$690K
CARB
68
DELISTED
Carbonite Inc
CARB
$1.39M 0.38%
62,752
+35,082
+127% +$742K
ITI
69
DELISTED
Iteris, Inc.
ITI
$1.37M 0.37%
+203,486
New +$1.28M
VSAT icon
70
Viasat
VSAT
$10.7B
$1.35M 0.37%
21,104
+11,680
+124% +$738K
LQD icon
71
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$1.33M 0.36%
10,954
+382
+4% +$46.2K
TACT icon
72
Transact Technologies
TACT
$50.1M
$1.3M 0.36%
132,047
+58,793
+80% +$552K
AAPC
73
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$1.3M 0.36%
122,381
– –
JHB
74
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$1.29M 0.35%
+128,116
New +$1.29M
LITE icon
75
Lumentum
LITE
$53.9B
$1.29M 0.35%
23,349
+5,574
+31% +$324K
1 2
3
4 5

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2017 Portfolio in Review

As of Q3 2017, B. Riley Financial held 357 positions worth $366M, down 0.38% from $368M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Financial's Q3 2017 filing shows 141 new, 81 increased, 33 reduced and 53 closed positions. Its largest new stake was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M. The largest sale was Covisint Corporation, an estimated $7.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 10% a quarter earlier, followed by Industrials and Financials.

  • B. Riley Financial's largest Q3 2017 buy was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.
  • B. Riley Financial added most to Vanguard Morningstar Growth ETF in Q3 2017, an estimated $5.37M increase.
  • B. Riley Financial's biggest Q3 2017 reduction was FerroAtlántica, cutting an estimated $2.71M.
  • B. Riley Financial fully exited Covisint Corporation in Q3 2017, selling an estimated $7.7M.
  • B. Riley Financial's ten largest holdings make up 27% of its $366M portfolio in Q3 2017.
  • B. Riley Financial opened 141 new positions and closed 53 in Q3 2017.
  • B. Riley Financial's portfolio value fell 0.38% quarter-over-quarter to $366M.

Based on B. Riley Financial's 13F filing for Q3 2017, filed 13 Nov 2017.